RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C••••• M••••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2025 · Hawthorn Woods, Il
- C•••••••• M••••••••• G•••• formerJun 9, 2017 to Sep 23, 2025 · Hawthorn Woods, Il
- C•••••• S••••• • C••• I••• national BDAug 20, 2015 to Jun 9, 2017 · Schaumburg, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 1, 2013 to Jul 29, 2015 · Northbrook, Il
- T• A••••••••• I••• formerFeb 1, 2013 to Jul 29, 2015 · Northbrook, Il
- Z•••• I••••••••• M••••••••• I••• mixed wealthJan 18, 2008 to Aug 21, 2008 · Chicago, Il
- M••••• S•••••• • C•• L•• unclassifiedJun 5, 2007 to Jan 2, 2008 · Riverwoods, Il
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Sep 23, 2025, registered Jul 1, 2025 (-84 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to C•••••••• M••••••••• G••••left Jun 9, 2017, registered Jun 9, 2017 (0 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 29, 2015, registered Feb 1, 2013 (-908 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 29, 2015, registered Feb 1, 2013 (-908 days) · Other
- Z•••• I••••••••• M••••••••• I••• to T• A••••••••• I•••left Aug 21, 2008, registered Feb 1, 2013 (1625 days) · Other
- M••••• S•••••• • C•• L•• to Z•••• I••••••••• M••••••••• I•••left Jan 2, 2008, registered Jan 18, 2008 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address