DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••• W••••• S•••••••••
Legal name W••••• W••••• S••••••••• L••
Latest filing Jul 29, 2026
First filing on the tape Apr 6, 2021 · 15 filings
SEC status approved since May 6, 2021
RAUM
$190M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$190M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$95.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$190M as of Jul 29, 2026
Mar 10, 2022$120M then
HNW client RAUM$149M as of Jul 29, 2026
Mar 10, 2022$99.0M then
State-registered IARs (5.B.3)2 as of Jul 29, 2026
Mar 10, 20222 then
Employees (5.A)2 as of Jul 29, 2026
Mar 10, 20222 then
Private funds: no history
RAUM +25% over the last fiscal year+21% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $95.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 110derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $280,080derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$149M78%
- Individuals$41.9M22%
- Individual clients
- 140reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 680reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• D••• C••••••Certified Financial Planner | Greenwood Village, Co | Apr 8, 2014 | 21 y | 2 |
| A••••• L••• B•••••••••Certified Financial Planner, Chartered Financial Consultant | Greenwood Village, Co | Apr 8, 2014 | 20 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••••• M•••••• K•••••••• to W•••••• W••••• M••••••••• L••Oct 7, 2016 · Other
Joined, latest
- J••••• D••• C•••••• from C•••••• G•••• • C• I••Apr 8, 2014 · Other
- A••••• L••• B••••••••• from C•••••• G•••• • C• I••Apr 8, 2014 · Other
- M••••• M•••••• K•••••••• from C•••••• G•••• • C• I••Apr 8, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C•••••• G•••• • C• I••Dec 31, 2015 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• A•••••• L••• · Managing Member/Chief Compliance Officer/Shareholdercontrolsince 12/2009 · owns 50% to 75%
- C••••••• J•••••• D••• · Managing Member/Shareholdercontrolsince 12/2009 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 641 to 680Sep 25, 2025 to Feb 10, 2026
- HNW clients · 74 to 79Sep 25, 2025 to Feb 10, 2026
- Individual clients · 136 to 140Sep 25, 2025 to Feb 10, 2026
- Discretionary RAUM · $152M to $190MSep 25, 2025 to Feb 10, 2026
- HNW RAUM · $118M to $149MSep 25, 2025 to Feb 10, 2026
- Individual RAUM · $34.0M to $41.9MSep 25, 2025 to Feb 10, 2026
- RAUM · $152M to $190MSep 25, 2025 to Feb 10, 2026
- Accounts · 628 to 641Feb 14, 2024 to Jan 31, 2025
- HNW clients · 64 to 74Feb 14, 2024 to Jan 31, 2025
- Individual clients · 149 to 136Feb 14, 2024 to Jan 31, 2025
- Financial planning clients · 101-250 to 101-250Feb 14, 2024 to Jan 31, 2025
- Discretionary RAUM · $132M to $152MFeb 14, 2024 to Jan 31, 2025
- HNW RAUM · $96.8M to $118MFeb 14, 2024 to Jan 31, 2025
- Individual RAUM · $35.2M to $34.0MFeb 14, 2024 to Jan 31, 2025
- RAUM · $132M to $152MFeb 14, 2024 to Jan 31, 2025
- Accounts · 591 to 628Oct 3, 2023 to Feb 14, 2024
- HNW clients · 60 to 64Oct 3, 2023 to Feb 14, 2024
- Individual clients · 158 to 149Oct 3, 2023 to Feb 14, 2024
- Discretionary RAUM · $108M to $132MOct 3, 2023 to Feb 14, 2024
- HNW RAUM · $81.2M to $96.8MOct 3, 2023 to Feb 14, 2024
- Individual RAUM · $27.1M to $35.2MOct 3, 2023 to Feb 14, 2024
- RAUM · $108M to $132MOct 3, 2023 to Feb 14, 2024
- Accounts · 597 to 591Nov 10, 2022 to Mar 8, 2023
- Advisory activities · 3 to 2Nov 10, 2022 to Mar 8, 2023
- HNW clients · 73 to 60Nov 10, 2022 to Mar 8, 2023
- Individual clients · 143 to 158Nov 10, 2022 to Mar 8, 2023
- Discretionary RAUM · $120M to $108MNov 10, 2022 to Mar 8, 2023
- HNW RAUM · $99.0M to $81.2MNov 10, 2022 to Mar 8, 2023
- Individual RAUM · $21.5M to $27.1MNov 10, 2022 to Mar 8, 2023
- RAUM · $120M to $108MNov 10, 2022 to Mar 8, 2023
- HQ city · DENVER to GREENWOOD VILLAGEAug 22, 2022 to Nov 10, 2022
- Accounts · 535 to 597Nov 16, 2021 to Mar 10, 2022
- HNW clients · 63 to 73Nov 16, 2021 to Mar 10, 2022
- Individual clients · 138 to 143Nov 16, 2021 to Mar 10, 2022
- Discretionary RAUM · $106M to $120MNov 16, 2021 to Mar 10, 2022
- HNW RAUM · $82.8M to $99.0MNov 16, 2021 to Mar 10, 2022
- Individual RAUM · $23.6M to $21.5MNov 16, 2021 to Mar 10, 2022
- RAUM · $106M to $120MNov 16, 2021 to Mar 10, 2022
Signals
1 dated events
- W••••• W••••• S••••••••• filed its initial SEC registration (Form ADV)Apr 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wisdom-wealth-strategiesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- W•••••WS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 720-314-8009reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026