DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Christopher Paddock
Feed of 09/14/2026
Also filed as Sean C Paddock
At current firm
5 y
since Jan 27, 2021
In the industry
21 y
since Aug 23, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Dimensions Group, Ltd. independent RIA currentsince Jan 27, 2021 · Cincinnati, Oh
- Fifth Third Securities, Inc. BD affiliatedDec 4, 2009 to Nov 12, 2020 · Cincinnati, Oh
- Chase Investment Services Corp. formerJun 18, 2009 to Nov 6, 2009 · Cincinnati, Oh
- Fifth Third Securities, Inc. BD affiliatedMay 22, 2007 to Jun 5, 2009 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- Fifth Third Securities, Inc. to Wealth Dimensions Group, Ltd.left Nov 12, 2020, registered Jan 27, 2021 (76 days) · Affiliated broker-dealer or bank to independent RIA
- Chase Investment Services Corp. to Fifth Third Securities, Inc.left Nov 6, 2009, registered Dec 4, 2009 (28 days) · Other
- Fifth Third Securities, Inc. to Chase Investment Services Corp.left Jun 5, 2009, registered Jun 18, 2009 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address