DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealth Dimensions Group, Ltd.
Latest filing Jul 30, 2026
First filing on the tape Mar 29, 2012 · 44 filings
SEC status approved since Nov 8, 1990
RAUM
$1.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
89%
$1.1B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
21
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$1.2B as of Jul 30, 2026
Mar 29, 2012$358M then
HNW client RAUM$1.0B as of Jul 30, 2026
Mar 27, 2018$270M then
State-registered IARs (5.B.3)10 as of Jul 30, 2026
Mar 29, 20120 then
Employees (5.A)21 as of Jul 30, 2026
Mar 27, 20138 then
Private funds: no history
RAUM +20% over the last fiscal year+20% a year over threeIARs 10 to 10
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $465,053derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 9.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $362M, 258 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B83%
- Pension and profit-sharing plans$79.6M6.4%
- Individuals$79.5M6.4%
- Charitable organizations$34.9M2.8%
- Corporations and businesses$19.0M1.5%
- Individual clients
- 330reported
- HNW clients
- 374reported
- Pension plan clients
- 33reported
- Charitable clients
- 12reported
- Accounts
- 2,656reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $362M for 258 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Douglas Paul LoftusCertified Financial Planner | Cincinnati, Oh | Jan 14, 2003 | 43 y | 0 |
| Thomas Alfred CurtiCertified Financial Planner | Cincinnati, Oh | Mar 31, 2003 | 40 y | 1 |
| Eric Michael LoftusCertified Financial Planner | Cincinnati, Oh | Jan 18, 2017 | 17 y | 0 |
| Daniel David Vogelpohl | Cincinnati, Oh | Jun 22, 2017 | 34 y | 1 |
| Erik Christopher SmithCertified Financial Planner | Cincinnati, Oh | Jun 22, 2017 | 15 y | 2 |
| Thomas M CooneyCertified Financial Planner | Cincinnati, Oh | Jul 28, 2019 | 10 y | 0 |
| Thomas Joseph SchillerCertified Financial Planner | Cincinnati, Oh | Feb 4, 2020 | 17 y | 1 |
| Sean Christopher Paddock | Cincinnati, Oh | Jan 27, 2021 | 21 y | 3 |
| Robert Fleming FeatherCertified Financial Planner, Chartered Financial Consultant | Cincinnati, Oh | Feb 25, 2022 | 15 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Michael Allen Curley to Key Investment Services LLCApr 1, 2015 · Other
- Thomas M Blower to Innovia Wealth, LLCMar 3, 2015 · Other
- Christopher Robert Oberholzer to Infinity Wealth Counsel, LLCJul 16, 2014 · Other
- Randolph Erik Gantt to Artifex Financial Group, LLCAug 26, 2011 · Other
- Robert Joseph Lemmons to Financial Management Group IncOct 22, 2010 · Other
Joined, latest
- Robert Fleming Feather from Fidelity Personal And Workplace AdvisorsFeb 25, 2022 · Affiliated broker-dealer or bank to independent RIA
- Sean Christopher Paddock from Fifth Third Securities, Inc.Jan 27, 2021 · Affiliated broker-dealer or bank to independent RIA
- Thomas Joseph Schiller from Plante Moran Financial AdvisorsFeb 4, 2020 · RIA to RIA
- Erik Christopher Smith from Pinnacle Wealth Management, Inc.Jun 22, 2017 · Other
- Daniel David Vogelpohl from Fifth Third Securities, Inc.Jun 22, 2017 · Other
- Michael Allen Curley from Fifth Third Securities, Inc.May 8, 2014 · Other
- Thomas M Blower from Osaic Fa, Inc.Jan 25, 2013 · Other
- Thomas Alfred Curti from Fsc Securities CorporationMar 31, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Matthew Bolser · Partner And Senior Portfolio Managercontrolsince 02/2024 · owns less than 5%
- Alfred Thomas Curti · Managing Membercontrolsince 12/1997 · owns 25% to 50%
- Fleming Robert Feather · Partner And Director Of Planningcontrolsince 01/2026 · owns less than 5%
- Paul Douglas Loftus · Managing Membercontrolsince 12/1997 · owns 25% to 50%
- Michael Eric Loftus · Partner And Financial Adviser Portfolio Managercontrolsince 02/2024 · owns less than 5%
- Christopher Sean Paddock · Partner And Financial Advisorcontrolsince 01/2026 · owns less than 5%
- Joseph Thomas Schiller · Partner And Financial Advisorcontrolsince 01/2026 · owns less than 5%
- Christopher Erik Smith · Partner And Financial Advisorcontrolsince 01/2026 · owns less than 5%
- David Daniel Vogelpohl · Principal And Financial Advisorcontrolsince 03/2020 · owns 25% to 50%
- Keller Kenton Pettit · Chief Compliance Officersince 09/2024 · owns less than 5%
- Ann Karey Williams · Chief Compliance Officersince 03/2025 · owns less than 5%
Related persons
Schedule D 7.A
- Wealth Dimensions Family Office, Incinvestment advisernRAUM $626M
Advisers that list Wealth Dimensions Group, Ltd. as a related person
- 266787 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 30, 2026PADDOCK, SEAN, CHRISTOPHER (PARTNER AND FINANCIAL ADVISOR) appeared on Schedule A between the filings of 2024-09-27 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 30, 2026SMITH, ERIK, CHRISTOPHER (PARTNER AND FINANCIAL ADVISOR) appeared on Schedule A between the filings of 2024-09-27 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 30, 2026FEATHER, ROBERT, FLEMING (PARTNER AND DIRECTOR OF PLANNING) appeared on Schedule A between the filings of 2024-09-27 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 30, 2026Schiller, Thomas, Joseph (PARTNER AND FINANCIAL ADVISOR) appeared on Schedule A between the filings of 2024-09-27 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 30, 2026BOLSER, MATTHEW, SCOTT (PARTNER AND SENIOR PORTFOLIO MANAGER) left Schedule A between the filings of 2024-09-27 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,466 to 2,656Mar 31, 2025 to Mar 27, 2026
- Charity clients · 11 to 12Mar 31, 2025 to Mar 27, 2026
- Corporate clients · 17 to 20Mar 31, 2025 to Mar 27, 2026
- HNW clients · 345 to 374Mar 31, 2025 to Mar 27, 2026
- Individual clients · 326 to 330Mar 31, 2025 to Mar 27, 2026
- Pension plan clients · 30 to 33Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $252M to $362MMar 31, 2025 to Mar 27, 2026
- Employees · 22 to 21Mar 31, 2025 to Mar 27, 2026
- Insurance-licensed employees · 8 to 7Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.0B to $1.2BMar 31, 2025 to Mar 27, 2026
- HNW RAUM · $858M to $1.0BMar 31, 2025 to Mar 27, 2026
- Individual RAUM · $69.3M to $79.5MMar 31, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $1.6M to $13.9MMar 31, 2025 to Mar 27, 2026
- Pension RAUM · $58.8M to $79.6MMar 31, 2025 to Mar 27, 2026
- RAUM · $1.0B to $1.2BMar 31, 2025 to Mar 27, 2026
- Accounts · 2,272 to 2,466Sep 27, 2024 to Mar 31, 2025
- HNW clients · 324 to 345Sep 27, 2024 to Mar 31, 2025
- Individual clients · 292 to 326Sep 27, 2024 to Mar 31, 2025
- Pension plan clients · 32 to 30Sep 27, 2024 to Mar 31, 2025
- Assets in custody · $264M to $252MSep 27, 2024 to Mar 31, 2025
- Employees · 19 to 22Sep 27, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Sep 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $858M to $1.0BSep 27, 2024 to Mar 31, 2025
- HNW RAUM · $708M to $858MSep 27, 2024 to Mar 31, 2025
- Individual RAUM · $61.1M to $69.3MSep 27, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $0 to $1.6MSep 27, 2024 to Mar 31, 2025
- Pension RAUM · $56.9M to $58.8MSep 27, 2024 to Mar 31, 2025
- RAUM · $858M to $1.0BSep 27, 2024 to Mar 31, 2025
- Accounts · 2,036 to 2,272Mar 6, 2024 to Mar 29, 2024
- Charity clients · 10 to 11Mar 6, 2024 to Mar 29, 2024
- Corporate clients · 8 to 17Mar 6, 2024 to Mar 29, 2024
- HNW clients · 313 to 324Mar 6, 2024 to Mar 29, 2024
- Individual clients · 272 to 292Mar 6, 2024 to Mar 29, 2024
- Assets in custody · $230M to $264MMar 6, 2024 to Mar 29, 2024
- State-registered IARs · 11 to 10Mar 6, 2024 to Mar 29, 2024
- Discretionary RAUM · $707M to $858MMar 6, 2024 to Mar 29, 2024
- HNW RAUM · $571M to $708MMar 6, 2024 to Mar 29, 2024
- Individual RAUM · $52.3M to $61.1MMar 6, 2024 to Mar 29, 2024
- Non-discretionary RAUM · $493,215 to $0Mar 6, 2024 to Mar 29, 2024
- Pension RAUM · $52.1M to $56.9MMar 6, 2024 to Mar 29, 2024
Signals
7 dated events
- Daniel Patrick Hayes (Chief Compliance Officer) no longer on Schedule A of Wealth Dimensions Group, Ltd. (listed 2024-03-29, absent 2024-09-27)Sep 27, 2024 · Control person left · inference
- Michael Eric Loftus (Partner And Financial Adviser) appeared on Schedule A of Wealth Dimensions Group, Ltd.Mar 29, 2024 · Control person joined · fact
- Scott Matthew Bolser (Partner And Senior Portfolio Manager) appeared on Schedule A of Wealth Dimensions Group, Ltd.Mar 29, 2024 · Control person joined · fact
- Earl Michael Mccaw (Managing Member) no longer on Schedule A of Wealth Dimensions Group, Ltd. (listed 2023-10-19, absent 2023-10-23)Oct 23, 2023 · Control person left · inference
- Daniel Patrick Hayes (Chief Compliance Officer) appeared on Schedule A of Wealth Dimensions Group, Ltd.Sep 29, 2020 · Control person joined · fact
- David Daniel Vogelpohl (Principal And Financial Advisor) appeared on Schedule A of Wealth Dimensions Group, Ltd.Mar 29, 2020 · Control person joined · fact
- Daniel Patrick Hayes (Chief Compliance Officer) no longer on Schedule A of Wealth Dimensions Group, Ltd. (listed 2019-08-29, absent 2019-10-17)Oct 17, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 513-554-6000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 513-554-6006reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/WEALTH-DIMENSIONS-GROUP-LTDreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WEALTHDIMENSIONS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 513-554-6000reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- wealthdimensions.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026