RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• R••• D•••••
- P••••••• A•••••••• L•• independent RIA currentsince Jun 12, 2026 · Walnut Creek, Ca
- A•••••• independent RIA currentsince Jan 2, 2019 · Dallas, Tx
- A•••••• independent RIASep 1, 2017 to Dec 31, 2018 · Chapel Hill, Nc
- W•• A•••••••• L• formerOct 17, 2014 to Sep 1, 2017 · Denver, Co
- A••••••••• F•••••••• S•••••••• L•• national BDSep 8, 2005 to Oct 23, 2014 · Plano, Tx
- W•• A•••••••• L• to A••••••left Sep 1, 2017, registered Sep 1, 2017 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•• A•••••••• L•left Oct 23, 2014, registered Oct 17, 2014 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address