DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• W••••• M•••••
Feed of 09/14/2026
Also filed as J••••• M••••••••• W••••• M•••••
At current firm
2 y
since Apr 19, 2024
In the industry
21 y
since Aug 24, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 19, 2024 · Florham Park, Nj
- W•••• F•••• A••••••• wirehouseOct 5, 2018 to Apr 19, 2024 · Florham Park, Nj
- U•• F•••••••• S••••••• I••• wirehouseMar 22, 2012 to May 26, 2017 · Warren, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 11, 2012 · Morristown, Nj
- M••••• S•••••• • C•• L•• unclassifiedJun 21, 2007 to Jun 1, 2009 · Morristown, Nj
- R•• C•••••• M••••••• L•• national BDOct 10, 2005 to Jul 9, 2007 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 19, 2024, registered Apr 19, 2024 (0 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 26, 2017, registered Oct 5, 2018 (497 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Apr 11, 2012, registered Mar 22, 2012 (-20 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to M••••• S•••••• • C•• L••left Jul 9, 2007, registered Jun 21, 2007 (-18 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address