RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• D• F••••••••
- C••••••••• P••••••• G•••• independent RIA currentsince Jun 27, 2024 · Johnstown, Pa
- H••••••• F•••••••• unclassifiedJan 30, 2018 to Dec 16, 2024 · Johnstown, Pa
- S••••• F•••••••• G•••• I•• formerNov 29, 2013 to Oct 8, 2018 · Johnstown, Pa
- S•••••• N••••••• • C••••••• I••••••••• national BDOct 8, 2009 to Dec 2, 2013 · Altoona, Pa
- H••••••• F•••••••• to C••••••••• P••••••• G••••left Dec 16, 2024, registered Jun 27, 2024 (-172 days) · Other
- S••••• F•••••••• G•••• I•• to H••••••• F••••••••left Oct 8, 2018, registered Jan 30, 2018 (-251 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to S••••• F•••••••• G•••• I••left Dec 2, 2013, registered Nov 29, 2013 (-3 days) · Other
- M•••••• J••• D• F•••••••• left H••••••• F•••••••• for C••••••••• P••••••• G•••• (registered 2024-06-27)Dec 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address