DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C••••••••• P••••••• G••••

Independent wealth managerFairfield, New JerseyCRD 307189SEC 801-118222websiteIAPD
Legal name C••••••••• P••••••• G•••• I•••
Latest filing Sep 8, 2026
First filing on the tape Feb 12, 2020 · 29 filings
SEC status approved since Mar 13, 2020
RAUM
$952M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
81%
$768M individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
$41.4M
derived; firm RAUM over IAPD count
Employees
21
16 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$952M as of Apr 24, 2026
Mar 19, 2021$209M then
HNW client RAUM$482M as of Apr 24, 2026
Mar 19, 2021$49.7M then
State-registered IARs (5.B.3)16 as of Apr 24, 2026
Mar 19, 20215 then
Employees (5.A)21 as of Apr 24, 2026
Mar 19, 20215 then
Private funds: no history
RAUM +46% over the last fiscal year+31% a year over threeIARs 15 to 16offices 6 to 7
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$41.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
52derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$312,799derivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.9derivedItem 5.A over advisors
Advisors per office
2.9derived8 offices incl. principal (1.F.5)
RAUM growth, one year
+46%derivedbetween the last two annual amendments
Advisor growth, one year
+6.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
+15%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$482M51%
  • Individuals$286M30%
  • Pension and profit-sharing plans$155M16%
  • Corporations and businesses$28.5M3.0%
  • Charitable organizations$139,1150.0%
Individual clients
967reported
HNW clients
225reported
Pension plan clients
46reported
Charitable clients
0reported
Accounts
3,043reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.81 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C•••••• C•••••Certified Financial PlannerFairfield, NjMay 9, 202023 y1
A•••••• P••• D•••••••Certified Financial PlannerFairfield, NjJun 4, 202023 y1
J•• A•••••• T••••Fairfield, NjJul 27, 202015 y2
J•••• A••••• A••••Fairfield, Nj Nov 8, 202129 y2
G••• M•••••• M••••••••Fairfield, Nj Jun 21, 202216 y1
T••••• M••••• W•••••••Fairfield, NjSep 22, 202213 y1
D•••• C• D•••••••Fairfield, NjSep 22, 202215 y1
C•••••• B•••••• C••••••Fairfield, NjSep 22, 202211 y3
T•••• A••••Fairfield, NjNov 28, 202212 y0
M•••••• J••• D• F••••••••Fairfield, Nj Jun 27, 202421 y3
G••• C• S•••••••Chartered Financial ConsultantFairfield, NjMar 3, 202522 y1
B••••• R••••••• A•••••Weston, Fl May 12, 202526 y3
M••• D••• O••••Certified Financial PlannerAustin, Tx Aug 20, 202532 y2
M•••••• A•••••• F••••••Fairfield, Nj Aug 20, 202524 y2
I•••• E• S•••••Somerville, Nj Sep 2, 202525 y1
M•••••• B••••••Certified Financial Planner, Chartered Financial ConsultantFairfeild, Nj Jan 2, 202620 y2
C••••••••• G••••• K••••Fairfield, NjJan 23, 202627 y4
J••••••• H•••••Chartered Financial ConsultantWorcester, Ma Apr 2, 202619 y1
T••••• S•••••Fairfield, NjApr 13, 202629 y2
A•••••• N••••••• D•••••••Fairfield, NjJun 18, 202610 y0
E•••• A••••• K•••••Fairfield, NjJul 30, 202611 y1
Z••• T••••• B•••••Fairfield, Nj Aug 14, 202610 y1
A•••• S•••• P••Fairfield, Nj Aug 25, 202615 y1
Advisor movement
3 left, 8 joined in 12 months
net +5 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 13% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C•••••• C•••••• · Owner,control
      since 01/2020 · owns 75% or more
    • T••••• J••• A•••••• · Chief Operating Officercontrol
      since 01/2024 · owns less than 5%
    • G••••••• W•••••• A••• · Cco
      since 11/2021 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Fairfield, Nj · principal2382
    Summit, Nj000
    Talahassee, Fl001
    Offices
    Schedule D 1.F, the 25 largest
    • Glastonbury, CT1 employees
    • New York, NY1 employees
    • Tallahassee, FL1 employees
    • Wyncote, PA1 employees
    ADV anomalies
    2 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Sep 8, 2026
      T••••• J••• A•••••• (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2021-11-17 and 2026-09-08
      peers: independent wealth managers, $500M to $1B (1,482)
    • RAUM up 25 %Change between filings · filing Apr 24, 2026
      RAUM (Item 5.F) moved from $650,035,096 to $951,848,121 (+46.0%) between the annual amendments of 2025-03-04 and 2026-04-24; the peer median change was +16.0% (1385 comparable advisers, 93.0th percentile of changes)
      peers: independent wealth managers, $500M to $1B (1,385) · 93% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Financial planning clients · 101-250 to 101-250
      Apr 24, 2026 to Sep 8, 2026
    • Succession · false to unset
      Apr 24, 2026 to Sep 8, 2026
    • Accounts · 2,646 to 3,043
      Nov 21, 2025 to Mar 10, 2026
    • Advisory employees · 15 to 16
      Nov 21, 2025 to Mar 10, 2026
    • Corporate clients · 8 to 13
      Nov 21, 2025 to Mar 10, 2026
    • Individual clients · 808 to 967
      Nov 21, 2025 to Mar 10, 2026
    • Pension plan clients · 52 to 46
      Nov 21, 2025 to Mar 10, 2026
    • Employees · 19 to 21
      Nov 21, 2025 to Mar 10, 2026
    • State-registered IARs · 15 to 16
      Nov 21, 2025 to Mar 10, 2026
    • Discretionary RAUM · $545M to $796M
      Nov 21, 2025 to Mar 10, 2026
    • HNW RAUM · $299M to $482M
      Nov 21, 2025 to Mar 10, 2026
    • Individual RAUM · $225M to $286M
      Nov 21, 2025 to Mar 10, 2026
    • Non-discretionary RAUM · $105M to $155M
      Nov 21, 2025 to Mar 10, 2026
    • Pension RAUM · $106M to $155M
      Nov 21, 2025 to Mar 10, 2026
    • RAUM · $650M to $952M
      Nov 21, 2025 to Mar 10, 2026
    • Other offices · 6 to 7
      Jul 8, 2025 to Nov 21, 2025
    • Financial planning clients · 101-250 to 101-250
      Mar 4, 2025 to Jul 8, 2025
    • Accounts · 2,367 to 2,646
      Apr 1, 2024 to Mar 4, 2025
    • Advisory employees · 8 to 15
      Apr 1, 2024 to Mar 4, 2025
    • Corporate clients · 9 to 8
      Apr 1, 2024 to Mar 4, 2025
    • HNW clients · 235 to 225
      Apr 1, 2024 to Mar 4, 2025
    • Individual clients · 758 to 808
      Apr 1, 2024 to Mar 4, 2025
    • Pension plan clients · 49 to 52
      Apr 1, 2024 to Mar 4, 2025
    • Employees · 15 to 19
      Apr 1, 2024 to Mar 4, 2025
    • Other offices · 4 to 6
      Apr 1, 2024 to Mar 4, 2025
    • Discretionary RAUM · $434M to $545M
      Apr 1, 2024 to Mar 4, 2025
    • HNW RAUM · $251M to $299M
      Apr 1, 2024 to Mar 4, 2025
    • Individual RAUM · $168M to $225M
      Apr 1, 2024 to Mar 4, 2025
    • Non-discretionary RAUM · $89.0M to $105M
      Apr 1, 2024 to Mar 4, 2025
    • Pension RAUM · $87.5M to $106M
      Apr 1, 2024 to Mar 4, 2025
    • RAUM · $523M to $650M
      Apr 1, 2024 to Mar 4, 2025
    • Organization form · Limited Liability Company to Corporation
      Mar 7, 2024 to Apr 1, 2024
    • Accounts · 2,203 to 2,367
      Sep 5, 2023 to Mar 7, 2024
    • HNW clients · 223 to 235
      Sep 5, 2023 to Mar 7, 2024
    • Individual clients · 726 to 758
      Sep 5, 2023 to Mar 7, 2024
    • Pension plan clients · 52 to 49
      Sep 5, 2023 to Mar 7, 2024
    • Employees · 14 to 15
      Sep 5, 2023 to Mar 7, 2024
    • State-registered IARs · 14 to 15
      Sep 5, 2023 to Mar 7, 2024
    • Discretionary RAUM · $339M to $434M
      Sep 5, 2023 to Mar 7, 2024
    • HNW RAUM · $198M to $251M
      Sep 5, 2023 to Mar 7, 2024
    Signals
    11 dated events
    • A••• B••••• left C••••••••• P••••••• G•••• for J••• M••••• S••••••••• L•• (registered 2026-09-03)
      Aug 27, 2026 · Advisor changed firm · fact
    • C••••••••• P••••••• G•••• reported RAUM $951.8M, up 46% from $650.0M (2025-11-21 to 2026-03-10)
      Mar 10, 2026 · RAUM change · derived
    • T••••• B•••• H••••• left C••••••••• P••••••• G•••• for Farther (registered 2026-01-12)
      Dec 15, 2025 · Advisor changed firm · fact
    • E•••• Y•••• left C••••••••• P••••••• G•••• for F•••••••• F•••••••• A••••••• (registered 2025-10-27)
      Oct 24, 2025 · Advisor changed firm · fact
    • 2 advisors left E•••• S••••••••• L•• (Austin, TX) for C••••••••• P••••••• G•••• within 8 days
      Aug 26, 2025 · Team lift-out · derived
    • M••••• A••••• H•••••• left C••••••••• P••••••• G•••• for E••••• J•••• (registered 2025-05-12)
      May 9, 2025 · Advisor changed firm · fact
    • G••••••• A•••••• B••••• left C••••••••• P••••••• G•••• for B••••• W••••• A••••••• L•• (registered 2025-01-29)
      Sep 12, 2024 · Advisor changed firm · fact
    • C••••••••• P••••••• G•••• reported RAUM $418.8M, up 60% from $262.2M (2022-10-14 to 2023-03-29)
      Mar 29, 2023 · RAUM change · derived
    • 2 advisors left E•••• S••••••••• L•• (Staten Island, NY) for C••••••••• P••••••• G•••• on the same day
      Sep 28, 2022 · Team lift-out · derived
    • Alan Walter Gilmore (Cco) appeared on Schedule A of C••••••••• P••••••• G••••
      Nov 17, 2021 · Control person joined · fact
    • C••••••••• P••••••• G•••• filed its initial SEC registration (Form ADV)
      Feb 12, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    973-487-3220reportedpublished by the firm, firm site, Sep 15, 2026
    Website
    c••••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    973-487-3220reportedpublic record, Form ADV, Sep 8, 2026
    Contact form
    cornerstoneplanninggroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    cornerstoneplanninggroup.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $41.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026