DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brent Roger Stricklett
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Brent Roger Stricklett
At current firm
1 y
since Feb 24, 2025
In the industry
20 y
since May 22, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Financial Advisors, LLC BD affiliated currentsince Feb 24, 2025 · Elkhorn, Ne
- Osaic Wealth, Inc. BD affiliatedJun 14, 2024 to Jan 3, 2025 · Scottsdale, Az
- Securities America Advisors, Inc. formerMay 17, 2018 to Jun 14, 2024 · La Vista, Ne
- Mutual Of Omaha Investor Services, Inc. independent RIAJan 28, 2015 to May 11, 2018 · Omaha, Ne
- Securities America Advisors, Inc. formerJan 11, 2008 to Jan 14, 2015 · La Vista, Ne
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Transamerica Financial Advisors, LLCleft Jan 3, 2025, registered Feb 24, 2025 (52 days) · Affiliated broker-dealer or bank to another
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Mutual Of Omaha Investor Services, Inc. to Securities America Advisors, Inc.left May 11, 2018, registered May 17, 2018 (6 days) · Other
- Securities America Advisors, Inc. to Mutual Of Omaha Investor Services, Inc.left Jan 14, 2015, registered Jan 28, 2015 (14 days) · Other
Signals
- Brent Roger Stricklett left Osaic Wealth, Inc. for Transamerica Financial Advisors, Llc (registered 2025-02-24)Jan 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address