RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 1, 2025 · Ocean City, Md
• G•••• P•••• A•••••••• L•• former
  Apr 1, 2021 to May 1, 2025 · Rockville, Md
• H• B•••• I••• former
  Sep 2, 2008 to Apr 1, 2021 · North Bethesda, Md
• E•• F•••••••• A••••••• independent RIA
  Nov 4, 2005 to Sep 27, 2007 · Ocean City, Md

• G•••• P•••• A•••••••• L•• to L•• F•••••••• L••
  left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
• H• B•••• I••• to G•••• P•••• A•••••••• L••
  left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
• E•• F•••••••• A••••••• to H• B•••• I•••
  left Sep 27, 2007, registered Sep 2, 2008 (341 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address