DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T••••• E•••••••

L•• F•••••••• L••BD affiliatedSan Diego, Ca dual registrantIAPD 4995082

Certified Financial Planner

Feed of 09/15/2026

Also filed as Mike Elsberry

At current firm

2 y

since Aug 6, 2024

In the industry

20 y

since Nov 3, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 6, 2024 · Grand Forks, Nd
C••••• I••••••••• A••••••• L•• BD affiliated
Nov 12, 2020 to Aug 12, 2024 · Grand Forks, Nd
F•••• A••••• A••••••• S•••••••• I••• former
Oct 28, 2014 to Nov 12, 2020 · Grand Forks, Nd
M••••• S•••••• wirehouse
Oct 17, 2011 to Nov 6, 2014 · Grand Forks, Nd
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 9, 2005 to Oct 13, 2011 · Grand Forks, Nd

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Aug 12, 2024, registered Aug 6, 2024 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
M••••• S•••••• to F•••• A••••• A••••••• S•••••••• I•••
left Nov 6, 2014, registered Oct 28, 2014 (-9 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Oct 13, 2011, registered Oct 17, 2011 (4 days) · Wirehouse to wirehouse

Signals

M•••••• T••••• E••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-08-06)
Aug 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address