DFX Intelligence
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Registered advisor
S••••• G••••
Feed of 09/14/2026
Also filed as S••••• G••••
At current firm
2 y
since Sep 29, 2023
In the industry
20 y
since Oct 28, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 29, 2023 · Palo Alto, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Nov 11, 2011 · Palo Alto, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 25, 2008 to Oct 23, 2009 · Menlo Park, Ca
- C••••• S••••• S••••••••• •••• L•• formerNov 11, 2005 to Jul 2, 2008 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Nov 11, 2011, registered Sep 29, 2023 (4340 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- C••••• S••••• S••••••••• •••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jul 2, 2008, registered Jun 25, 2008 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address