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Registered advisor
J•••• E••••• L•••
Feed of 09/15/2026
Also filed as Jim L•••
At current firm
7 y
since Apr 1, 2019
In the industry
18 y
since Jan 31, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••••• B••••• B• L•• no RAUM currentsince Apr 1, 2019 · New York, Ny
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset managerDec 23, 2010 to Apr 16, 2013 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- C••••••• M••••••••• I••••••••• A•••••••• L•• to N•••••••• B••••• B• L••left Apr 16, 2013, registered Apr 1, 2019 (2176 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address