DFX Intelligence
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Registered advisor
J••••••• W•
Feed of 09/15/2026
Also filed as J••••••• W•
At current firm
3 y
since Jul 19, 2023
In the industry
20 y
since Sep 29, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jul 19, 2023 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 12, 2012 to May 22, 2023 · Los Angeles, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 14, 2011 to Feb 23, 2012 · Pasadena, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jul 15, 2009 · Orlando, Fl
- M••••• S•••••• D• I••• unclassifiedOct 3, 2005 to Apr 2, 2007 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left May 22, 2023, registered Jul 19, 2023 (58 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 23, 2012, registered Mar 12, 2012 (18 days) · Other
- M••••• S•••••• • C•• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 15, 2009, registered Jan 14, 2011 (548 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedMay 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address