DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• R••••• D•••

U••• B•••••• A•••••••• L••BD affiliatedVancouver, Wadual registrantIAPD 4999965

Feed of 09/14/2026

At current firm

0 y

since Feb 13, 2026

In the industry

20 y

since Nov 14, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Vancouver, Wa
U••• B•••••• I••••••••• I••• former
Feb 26, 2021 to Feb 13, 2026 · Saint Paul, Mn
T• A••••••••• I••• former
Apr 6, 2018 to Feb 9, 2021 · Vancouver, Wa
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Feb 9, 2021 · Omaha, Ne
S•••••••• I••••••••• M••••••••• former
May 10, 2016 to Feb 26, 2018 · Saint Louis, Mo
T••••••• I••••••••• M••••••••• I••• BD affiliated
Nov 15, 2005 to Apr 18, 2006 · Springfield

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Feb 9, 2021, registered Apr 6, 2018 (-1040 days) · corporate re-registration, not a move
T• A••••••••• I••• to U••• B•••••• I••••••••• I•••
left Feb 9, 2021, registered Feb 26, 2021 (17 days) · Other
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
T••••••• I••••••••• M••••••••• I••• to S•••••••• I••••••••• M•••••••••
left Apr 18, 2006, registered May 10, 2016 (3675 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address