T••••• P•••••• C•••••

U••• B•••••• A•••••••• L••BD affiliatedLincoln, Nedual registrantIAPD 5002846

Feed of 09/14/2026

Also filed as T•• C••••••••• P•••••• C••••••••• P• C•••••

At current firm

0 y

since Feb 13, 2026

In the industry

17 y

since Dec 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Lincoln, Ne
U••• B•••••• I••••••••• I••• former
Aug 16, 2023 to Feb 13, 2026 · Saint Paul, Mn
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2021 to Aug 15, 2023 · Seward, Ne
P•••• S••••••••• L•• no RAUM
Nov 12, 2020 to Jun 29, 2021 · Omaha, Ne
A••••• A•• P••••••• S••••••• BD affiliated
Sep 6, 2017 to Nov 5, 2020 · Lincoln, Ne
S•••••••• I••••••••• M••••••••• former
Jan 30, 2017 to Aug 30, 2017 · Saint Louis, Mo
T• A••••••••• I••••••••• M••••••••• L•• former
Dec 5, 2008 to Dec 7, 2015 · Omaha, Ne
T• A••••••••• I••• former
Dec 5, 2008 to Dec 7, 2015 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to U••• B•••••• I••••••••• I•••
left Aug 15, 2023, registered Aug 16, 2023 (1 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2021, registered Jun 29, 2021 (0 days) · Affiliated broker-dealer or bank to another
A••••• A•• P••••••• S••••••• to P•••• S••••••••• L••
left Nov 5, 2020, registered Nov 12, 2020 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
S•••••••• I••••••••• M••••••••• to A••••• A•• P••••••• S•••••••
left Aug 30, 2017, registered Sep 6, 2017 (7 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••
left Dec 7, 2015, registered Jan 30, 2017 (420 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 7, 2015, registered Dec 5, 2008 (-2558 days) · channel change inside one enterprise, not a move

Signals

••• Locked
Aug 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address