DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory J Anderson
Certified Financial Planner
Feed of 09/14/2026
Also filed as Gregory James Anderson
At current firm
13 y
since Jun 5, 2013
In the industry
20 y
since Nov 12, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Schwab Wealth Advisory, Inc. no RAUM currentsince Jun 5, 2013 · Orlando, Fl
- LPL Financial LLC BD affiliatedMay 16, 2011 to May 20, 2013 · Creve Coeur, Mo
- Fifth Third Securities, Inc. BD affiliatedApr 19, 2010 to May 27, 2011 · St. Louis, Mo
- Ameriprise Financial Services, LLC national BDMar 20, 2009 to Apr 9, 2010 · Chesterfield, Mo
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 22, 2007 to Feb 11, 2009 · St. Peters, Mo
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Schwab Wealth Advisory, Inc.left May 20, 2013, registered Jun 5, 2013 (16 days) · Other
- Fifth Third Securities, Inc. to LPL Financial LLCleft May 27, 2011, registered May 16, 2011 (-11 days) · Other
- Ameriprise Financial Services, LLC to Fifth Third Securities, Inc.left Apr 9, 2010, registered Apr 19, 2010 (10 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLCleft Feb 11, 2009, registered Mar 20, 2009 (37 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address