RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J•••• W•••••
- F•••• T•••• A••••••• L• asset manager currentsince Jun 29, 2012 · Franklin, Tn
- N••••• A•••• M••••••••• L•• mixed wealthSep 1, 2011 to Jul 6, 2012 · Chicago, Il
- N••••• F••• A•••••••• L•• asset managerJul 13, 2007 to Sep 1, 2011 · Chicago, Il
- A•••••••• F•••• M••••••••• L•• asset managerJun 16, 2006 to May 14, 2007 · Menomonee Falls, Wi
- N••••• A•••• M••••••••• L•• to F•••• T•••• A••••••• L•left Jul 6, 2012, registered Jun 29, 2012 (-7 days) · Other
- N••••• F••• A•••••••• L•• to N••••• A•••• M••••••••• L••left Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- A•••••••• F•••• M••••••••• L•• to N••••• F••• A•••••••• L••left May 14, 2007, registered Jul 13, 2007 (60 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address