RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• institutional currentsince Apr 25, 2018 · Minneapolis, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDNov 20, 2018 to Nov 30, 2018 · Brookfield, Wi
- R••••• W• B•••• • C•• I••••••••• mixed wealthMar 22, 2011 to Nov 16, 2016 · Milwaukee, Wi
- W•••• F•••• I••••••••• L•• unclassifiedMar 18, 2009 to Dec 7, 2010 · Mequon, Wi
- A•••••••• F•••• M••••••••• L•• asset managerFeb 20, 2007 to Oct 27, 2008 · Menomonee Falls, Wi
- A••••••••• F•••••••• S•••••••• L•• to no registered destinationleft Nov 30, 2018 · Departure, no registered destination
- R••••• W• B•••• • C•• I••••••••• to E•••••left Nov 16, 2016, registered Apr 25, 2018 (525 days) · Other
- W•••• F•••• I••••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Dec 7, 2010, registered Mar 22, 2011 (105 days) · Other
- A•••••••• F•••• M••••••••• L•• to W•••• F•••• I••••••••• L••left Oct 27, 2008, registered Mar 18, 2009 (142 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address