DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erick J Arnett
Feed of 09/15/2026
At current firm
10 y
since Mar 24, 2016
In the industry
20 y
since Feb 1, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince Mar 24, 2016 · Brooksville, Fl
- Triumph Wealth Advisors, Inc. formerNov 4, 2015 to Mar 2, 2016 · Spring Hill, Fl
- Invest Financial Corporation formerMar 3, 2008 to Mar 30, 2009 · Spring Hill, Fl
- Suntrust Investment Services, Inc. formerFeb 13, 2006 to Jul 19, 2007 · Brooksville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Triumph Wealth Advisors, Inc. to Brookstone Wealth Advisors, LLCleft Mar 2, 2016, registered Mar 24, 2016 (22 days) · Other
- Invest Financial Corporation to Triumph Wealth Advisors, Inc.left Mar 30, 2009, registered Nov 4, 2015 (2410 days) · Other
- Suntrust Investment Services, Inc. to Invest Financial Corporationleft Jul 19, 2007, registered Mar 3, 2008 (228 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address