DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Triumph Wealth Advisors, Inc.
Latest filing Jul 17, 2024
First filing on the tape Apr 7, 2014 · 31 filings
RAUM
$28.1M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$28.1M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$7.0M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$41.7M as of Mar 29, 2024
Mar 30, 2015$11.5M then
HNW client RAUM$1.4M as of Mar 31, 2021
Mar 30, 2019$2.1M then
State-registered IARs (5.B.3)15 as of Mar 29, 2024
Mar 30, 201516 then
Employees (5.A)15 as of Mar 29, 2024
Mar 30, 201520 then
Private funds: no history
RAUM +20% over the last fiscal year+29% a year over threeIARs 21 to 4offices 3 to 1
Practice profile
derived from the filing of Jul 17, 2024; every figure names its basis
- RAUM per advisor
- $7.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $116,494derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +78%derivedbetween the last two annual amendments
- Advisor growth, one year
- -29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$28.1M100%
- Individual clients
- 241reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 241reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Paul Daugherty | Acworth, Ga | Jan 26, 2011 | 25 y | 0 |
| Gregory Anthony MatthewsCertified Financial Planner | Carrolton, Tx | Oct 14, 2024 | 31 y | 8 |
| Glenn Edward Cook | League City, Tx | Oct 14, 2024 | 15 y | 3 |
| John Martin Brady | Frisco, Tx | Oct 15, 2024 | 35 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount10 left over 36 months
Left, latest
- Daniel Richard Garvin to Impact Partnership Wealth, LLCOct 14, 2024 · RIA to RIA
- William Earl Smith to Gibbs Wealth Management, LLCJun 5, 2024 · RIA to RIA
- Arthur Roy Mcpherson to Prostatis Financial Advisors GroupMay 30, 2024 · RIA to RIA
- Sean Randolph Stevens to Latitude Investment GroupMay 30, 2024 · RIA to a state-registered adviser
- Erik Sean Wilson to Impact Partnership Wealth, LLCMay 30, 2024 · RIA to RIA
- Jeffrey Alan Duncan to Hornor, Townsend & Kent, LLCMay 20, 2024 · RIA to affiliated broker-dealer or bank
- Donald Brian Trentlage to Brookstone Wealth Advisors, LLCApr 19, 2024 · Other
- John Tolan Mints to Ae Wealth Management, LLCFeb 2, 2024 · RIA to affiliated broker-dealer or bank
- Jeremy Gene Pillow to Ae Wealth Management, LLCFeb 2, 2024 · RIA to affiliated broker-dealer or bank
- Jean Marie Baun to Chancellor Financial Group Wb LPDec 8, 2023 · RIA to RIA
- David Alexis Nicholas to Nicholas Wealth ManagementJan 7, 2022 · RIA to RIA
- Casey Cason to World Equity Group, Inc.Jul 27, 2021 · RIA to affiliated broker-dealer or bank
- Gregory Lewis Money to Coastal Wealth Advisory Services, LLCJul 13, 2020 · RIA to a state-registered adviser
- Justin Jon Barham to Coastal Wealth Advisory Services, LLCJul 13, 2020 · RIA to a state-registered adviser
- Jay Laurence Wells to Greenbridge Partners LLCJul 7, 2020 · RIA to RIA
Joined, latest
- Casey Cason from Woodbury Financial Services, Inc.Jun 27, 2019 · Affiliated broker-dealer or bank to independent RIA
- John Tolan Mints from Regal Investment Advisors LLCNov 6, 2018 · Affiliated broker-dealer or bank to independent RIA
- John Martin Brady from Vfg Advisors, Inc.Apr 12, 2018 · Other
- Gregory Lewis Money from Integrity Alliance, LLCJan 30, 2018 · RIA to RIA
- Donald Brian Trentlage from Brookstone Asset Management, LLCJan 4, 2018 · RIA to RIA
- Justin Jon Barham from Creative Financial Designs, Inc.Jan 3, 2018 · Other
- Sean Randolph Stevens from Gradient Wealth ManagementOct 10, 2017 · Other
- Antonio Dewayne Sankey from Eagle Strategies LLCJul 28, 2017 · Other
- Robert J Sand from Ssn Advisory, Inc.Feb 10, 2017 · Other
- Jeffrey Alan Duncan from On Investment Management CoNov 1, 2016 · Other
- Daniel Richard Garvin from Integrity Alliance, LLCJun 9, 2016 · Other
- Glenn Edward Cook from Questar Asset Management, Inc.May 5, 2016 · Other
- Jennifer Cerra Vawter from Ameriprise Financial Services, LLCMay 2, 2016 · Other
- Jeffrey Keegan Martin from On Investment Management CoDec 21, 2015 · Other
- Erick J Arnett from Invest Financial CorporationNov 4, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Horter Investment Management, LLCSep 2, 2016 · Acworth, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paul Jason Daugherty · President/Ceo/Ccocontrolsince 02/2010 · owns 75% or more
Related persons
Schedule D 7.A
- Triumph Insurance Advisors, Inc.real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Acworth, Ga | 1 | 0 | 0 | ||
| Mansfield, Tx | 0 | 0 | 0 | ||
| Melbourne, Fl | 0 | 0 | 0 | ||
| Wauseon, Oh | 0 | 0 | 0 | ||
| Windsor Heights, Ia | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Carollton, TX1 employees
What changed
consecutive filings, newest first
- Other offices · 2 to 1Apr 29, 2024 to May 20, 2024
- Accounts · 225 to 241Mar 29, 2024 to Apr 29, 2024
- Advisory employees · 15 to 4Mar 29, 2024 to Apr 29, 2024
- BD registered reps · 12 to 4Mar 29, 2024 to Apr 29, 2024
- Individual clients · 225 to 241Mar 29, 2024 to Apr 29, 2024
- Employees · 15 to 4Mar 29, 2024 to Apr 29, 2024
- Insurance-licensed employees · 1 to 0Mar 29, 2024 to Apr 29, 2024
- State-registered IARs · 15 to 4Mar 29, 2024 to Apr 29, 2024
- Individual RAUM · $41.7M to $28.1MMar 29, 2024 to Apr 29, 2024
- Non-discretionary RAUM · $41.7M to $28.1MMar 29, 2024 to Apr 29, 2024
- RAUM · $41.7M to $28.1MMar 29, 2024 to Apr 29, 2024
- Accounts · 190 to 225Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 21 to 15Mar 31, 2023 to Mar 29, 2024
- Advisory activities · 4 to 3Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 17 to 12Mar 31, 2023 to Mar 29, 2024
- Individual clients · 190 to 225Mar 31, 2023 to Mar 29, 2024
- Employees · 21 to 15Mar 31, 2023 to Mar 29, 2024
- State-registered IARs · 21 to 15Mar 31, 2023 to Mar 29, 2024
- Other offices · 3 to 2Mar 31, 2023 to Mar 29, 2024
- Individual RAUM · $23.4M to $41.7MMar 31, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $23.4M to $41.7MMar 31, 2023 to Mar 29, 2024
- RAUM · $23.4M to $41.7MMar 31, 2023 to Mar 29, 2024
- Accounts · 205 to 190Mar 31, 2022 to Mar 31, 2023
- BD registered reps · 19 to 17Mar 31, 2022 to Mar 31, 2023
- Individual clients · 135 to 190Mar 31, 2022 to Mar 31, 2023
- Individual RAUM · $17.1M to $23.4MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $17.1M to $23.4MMar 31, 2022 to Mar 31, 2023
- RAUM · $17.1M to $23.4MMar 31, 2022 to Mar 31, 2023
- Accounts · 176 to 205Mar 31, 2021 to Mar 31, 2022
- HNW clients · 2.0 to unsetMar 31, 2021 to Mar 31, 2022
- Individual clients · 118 to 135Mar 31, 2021 to Mar 31, 2022
- HNW RAUM · 1400000.0 to unsetMar 31, 2021 to Mar 31, 2022
- Individual RAUM · $11.8M to $17.1MMar 31, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $13.2M to $17.1MMar 31, 2021 to Mar 31, 2022
- RAUM · $13.2M to $17.1MMar 31, 2021 to Mar 31, 2022
- Accounts · 363 to 176Jun 30, 2020 to Mar 31, 2021
- Advisory employees · 24 to 21Jun 30, 2020 to Mar 31, 2021
- BD registered reps · 24 to 19Jun 30, 2020 to Mar 31, 2021
- Individual clients · 182 to 118Jun 30, 2020 to Mar 31, 2021
- Employees · 24 to 21Jun 30, 2020 to Mar 31, 2021
Signals
15 dated events
- Daniel Richard Garvin left Triumph Wealth Advisors, Inc. for Impact Partnership Wealth, Llc (registered 2024-06-26)Oct 14, 2024 · Advisor changed firm · fact
- William Earl Smith left Triumph Wealth Advisors, Inc. for Gibbs Wealth Management, Llc (registered 2024-06-07)Jun 5, 2024 · Advisor changed firm · fact
- Arthur Roy Mcpherson left Triumph Wealth Advisors, Inc. for Prostatis Financial Advisors Group (registered 2019-02-25)May 30, 2024 · Advisor changed firm · fact
- Erik Sean Wilson left Triumph Wealth Advisors, Inc. for Impact Partnership Wealth, Llc (registered 2026-03-20)May 30, 2024 · Advisor changed firm · fact
- Sean Randolph Stevens left Triumph Wealth Advisors, Inc. for Latitude Investment Group (registered 2026-01-30)May 30, 2024 · Advisor changed firm · fact
- Jeffrey Alan Duncan left Triumph Wealth Advisors, Inc. for Hornor, Townsend & Kent, Llc (registered 2024-05-20)May 20, 2024 · Advisor changed firm · fact
- Triumph Wealth Advisors, Inc. reported 4 state-registered advisory representatives, down from 15 (2024-03-29 to 2024-04-29)Apr 29, 2024 · Advisor headcount change · derived
- Donald Brian Trentlage left Triumph Wealth Advisors, Inc. for Brookstone Wealth Advisors, Llc (registered 2024-06-04)Apr 19, 2024 · Advisor changed firm · fact
- Jeremy Gene Pillow left Triumph Wealth Advisors, Inc. for Ae Wealth Management, Llc (registered 2024-01-16)Feb 2, 2024 · Advisor changed firm · fact
- John Tolan Mints left Triumph Wealth Advisors, Inc. for Ae Wealth Management, Llc (registered 2024-01-09)Feb 2, 2024 · Advisor changed firm · fact
- Jean Marie Baun left Triumph Wealth Advisors, Inc. for Chancellor Financial Group Wb Lp (registered 2019-11-12)Dec 8, 2023 · Advisor changed firm · fact
- David Alexis Nicholas left Triumph Wealth Advisors, Inc. for Nicholas Wealth Management (registered 2016-05-10)Jan 7, 2022 · Advisor changed firm · fact
- Willard Dennis Taylor (Chief Compliance Officer) no longer on Schedule A of Triumph Wealth Advisors, Inc. (listed 2020-01-07, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- Triumph Wealth Advisors, Inc. reported 3 offices beyond its principal office, down from 18 (2019-11-27 to 2020-01-07)Jan 7, 2020 · Office count change · derived
- Triumph Wealth Advisors, Inc. filed its initial SEC registration (Form ADV)Apr 7, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- triumphwealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026