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RIA Intelligence
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Registered advisor
P••••• S•••••••• R••••••
Feed of 09/15/2026
Also filed as P••••• R••••••
At current firm
5 y
since Mar 18, 2021
In the industry
20 y
since May 13, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 18, 2021 · Elmsford, Ny
- S••••••• F•••••••• S•••••••• I••• formerDec 18, 2014 to Jul 23, 2019 · Martinsville, Nj
- E•••••••• A•••••••• L•• national BDJan 30, 2008 to Dec 22, 2014 · Edison, Nj
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Jul 23, 2019, registered Mar 18, 2021 (604 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Dec 22, 2014, registered Dec 18, 2014 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address