RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••• B•••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 9, 2020 · Pennington, Nj
- B•••••••• I••••••••• M••••••••• L•• asset managerOct 16, 2015 to May 14, 2019 · Princeton, Nj
- B••••••• C•••••• I••• formerOct 4, 2012 to Sep 10, 2015 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseSep 22, 2008 to Oct 1, 2012 · New York, Ny
- L••••• B••••••• I••• unclassifiedOct 31, 2006 to Oct 2, 2008 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 9, 2006 to Oct 25, 2006 · Pennington, Nj
- B•••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 14, 2019, registered Jun 9, 2020 (392 days) · Other
- B••••••• C•••••• I••• to B•••••••• I••••••••• M••••••••• L••left Sep 10, 2015, registered Oct 16, 2015 (36 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to B••••••• C•••••• I•••left Oct 1, 2012, registered Oct 4, 2012 (3 days) · Other
- L••••• B••••••• I••• to U•• F•••••••• S••••••• I•••left Oct 2, 2008, registered Sep 22, 2008 (-10 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L••••• B••••••• I•••left Oct 25, 2006, registered Oct 31, 2006 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address