DFX Intelligence
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Registered advisor
J•••• D•••••
Feed of 09/16/2026
Also filed as J•••• D• D••••••••• D• D••••••••• D••••• D••••••••• D••••••••• D• D•••••
At current firm
1 y
since Mar 31, 2025
In the industry
19 y
since Feb 9, 2007 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Center Valley, Pa
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 13, 2021 to Mar 31, 2025 · Bridgewater, Nj
- C•••••• S••••• • C••• I••• national BDNov 17, 2020 to Jul 27, 2021 · Yardley, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedMar 19, 2018 to Nov 13, 2020 · Roseland, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 1, 2010 to Mar 12, 2018 · Pennington, Nj
- W•••• F•••• A••••••• wirehouseApr 15, 2010 to Jun 8, 2010 · Wayne, Pa
All 7 prior registrationsShow fewer
- C••••••• S••••••••• I••• BD affiliatedJul 20, 2009 to Feb 26, 2010 · Wilmington, De
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 12, 2007 to Jul 23, 2009 · Wilmington, Nc
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 27, 2021, registered Sep 13, 2021 (48 days) · Affiliated broker-dealer or bank to another
- A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••left Nov 13, 2020, registered Nov 17, 2020 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Mar 12, 2018, registered Mar 19, 2018 (7 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 8, 2010, registered Jul 1, 2010 (23 days) · Wirehouse to wirehouse
All 7 movesShow fewer
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Feb 26, 2010, registered Apr 15, 2010 (48 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left Jul 23, 2009, registered Jul 20, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address