DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stewart Thomas Butler

Charles Schwab & Co., Inc.national BDSan Mateo, Cadual registrantIAPD 5009488

Feed of 09/14/2026

At current firm

0 y

since Jun 17, 2026

In the industry

20 y

since Nov 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Charles Schwab & Co., Inc. national BD current
since Jun 17, 2026 · San Mateo, Ca
Strategic Advisers LLC national BD
Mar 31, 2025 to Jun 12, 2026 · Palo Alto, Ca
Fidelity Personal And Workplace Advisors former
Mar 30, 2021 to Mar 31, 2025 · Palo Alto, Ca
Bancwest Investment Services, Inc. (Bwis) former
Jul 21, 2011 to Nov 26, 2019 · San Francisco, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 30, 2007 to May 4, 2011 · San Francisco, Ca
Morgan Stanley Dw Inc. unclassified
Nov 2, 2005 to May 25, 2006 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to Charles Schwab & Co., Inc.
left Jun 12, 2026, registered Jun 17, 2026 (5 days) · Affiliated broker-dealer or bank to another · moved with a team
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Bancwest Investment Services, Inc. (Bwis) to Fidelity Personal And Workplace Advisors
left Nov 26, 2019, registered Mar 30, 2021 (490 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bancwest Investment Services, Inc. (Bwis)
left May 4, 2011, registered Jul 21, 2011 (78 days) · Other
Morgan Stanley Dw Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left May 25, 2006, registered Jan 30, 2007 (250 days) · Other

Signals

Stewart Thomas Butler left Strategic Advisers Llc for Charles Schwab & Co., Inc. (registered 2026-06-17)
Jun 12, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address