DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Samuel Lisk

Realta Investment Advisors, IncBD affiliatedWilmington, De dual registrantIAPD 5010650

Feed of 09/15/2026

Also filed as Tom Lisk

At current firm

2 y

since Oct 3, 2023

In the industry

21 y

since Mar 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Realta Investment Advisors, Inc BD affiliated current
since Oct 3, 2023 · Wilmington, De
Arete Wealth Advisors, LLC BD affiliated
Jul 13, 2023 to Sep 21, 2023 · Bristol, Va
Center Street Advisors, Inc. former
May 6, 2014 to Jul 13, 2023 · Nashville, Tn
Thacker & Associates, Inc. unclassified
Oct 29, 2008 to Jun 12, 2013 · Bristol, Va
Kalos Management former
Sep 27, 2005 to Dec 19, 2007 · Ponte Vedra Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Arete Wealth Advisors, LLC to Realta Investment Advisors, Inc
left Sep 21, 2023, registered Oct 3, 2023 (12 days) · Affiliated broker-dealer or bank to another
Center Street Advisors, Inc. to Arete Wealth Advisors, LLC
left Jul 13, 2023, registered Jul 13, 2023 (0 days) · RIA to affiliated broker-dealer or bank
Thacker & Associates, Inc. to Center Street Advisors, Inc.
left Jun 12, 2013, registered May 6, 2014 (328 days) · Other
Kalos Management to Thacker & Associates, Inc.
left Dec 19, 2007, registered Oct 29, 2008 (315 days) · Other

Signals

Thomas Samuel Lisk left Arete Wealth Advisors, Llc for Realta Investment Advisors, Inc (registered 2023-10-03)
Sep 21, 2023 · Advisor changed firm · fact
Thomas Samuel Lisk left Center Street Advisors, Inc. for Arete Wealth Advisors, Llc (registered 2023-07-13)
Jul 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address