R••••• A••• K•••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Oct 21, 2022 · Jacksonville, Fl
• E•••••• A••••••• G••••• L•• BD affiliated
  May 3, 2022 to Sep 22, 2022 · Greenwood Village, Co
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Jan 3, 2006 to Apr 5, 2022 · Jacksonville, Fl

• E•••••• A••••••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 22, 2022, registered Oct 21, 2022 (29 days) · Affiliated broker-dealer or bank to wirehouse
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
  left Apr 5, 2022, registered May 3, 2022 (28 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

• ••• Locked
  Sep 22, 2022 · Advisor changed firm · fact
• ••• Locked
  Apr 5, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address