RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•••••• C••••
- M••••• W••••• A•••••••• L•• independent RIA currentsince Apr 18, 2021 · Birmingham, Mi
- T•• I••••••••• A•••• M••••••••• L•• independent RIAMar 14, 2020 to Apr 16, 2021 · Portland, Or
- W••••••••• A•••••••• L•• formerAug 20, 2014 to May 17, 2016 · Bloomfield Hills, Mi
- P••••••• A••••••••• L•• independent RIAOct 14, 2013 to May 17, 2016 · Bloomfield Hills, Mi
- C•••••• F•••••••• S••••••• I•• formerFeb 9, 2010 to Oct 18, 2013 · Bloomfield Hills, Mi
- T•• I••••••••• A•••• M••••••••• L•• to M••••• W••••• A•••••••• L••left Apr 16, 2021, registered Apr 18, 2021 (2 days) · RIA to a newly registered adviser
- P••••••• A••••••••• L•• to W••••••••• A•••••••• L••left May 17, 2016, registered Aug 20, 2014 (-636 days) · Other
- W••••••••• A•••••••• L•• to T•• I••••••••• A•••• M••••••••• L••left May 17, 2016, registered Mar 14, 2020 (1397 days) · Other
- C•••••• F•••••••• S••••••• I•• to P••••••• A••••••••• L••left Oct 18, 2013, registered Oct 14, 2013 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address