DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Lott
Feed of 09/15/2026
Also filed as Mark Allen Lott
At current firm
4 y
since Apr 7, 2022
In the industry
13 y
since Oct 29, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Apr 7, 2022 · Orem, Ut
- Everspire independent RIAJan 14, 2019 to Apr 28, 2022 · Midvale, Ut
- Girard Securities, Inc. formerJun 18, 2014 to Feb 1, 2016 · San Diego, Ca
- First Command Financial Planning, Inc. formerJun 28, 2013 to Feb 10, 2014 · Las Vegas, Nv
- Wfg Advisors, LP formerOct 29, 2012 to May 30, 2013 · Henderson, Nv
Moves
a registration end followed by a registration begin elsewhere
- Everspire to Ameriprise Financial Services, LLCleft Apr 28, 2022, registered Apr 7, 2022 (-21 days) · RIA to affiliated broker-dealer or bank
- Girard Securities, Inc. to Everspireleft Feb 1, 2016, registered Jan 14, 2019 (1078 days) · Other
- First Command Financial Planning, Inc. to Girard Securities, Inc.left Feb 10, 2014, registered Jun 18, 2014 (128 days) · Other
- Wfg Advisors, LP to First Command Financial Planning, Inc.left May 30, 2013, registered Jun 28, 2013 (29 days) · Other
Signals
- Mark Lott left Everspire for Ameriprise Financial Services, Llc (registered 2022-04-07)Apr 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address