DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••••
Legal name A•••• W••••• G••••• L••
Latest filing Jul 22, 2026
First filing on the tape Jun 19, 2019 · 25 filings
SEC status approved since Jul 17, 2019
RAUM
$248M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$245M individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$13.0M
derived; firm RAUM over IAPD count
Employees
20
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$248M as of Jul 22, 2026
Mar 13, 2020$124M then
HNW client RAUM$100M as of Jul 22, 2026
Mar 13, 2020$45.4M then
State-registered IARs (5.B.3)17 as of Jul 22, 2026
Mar 13, 20207 then
Employees (5.A)20 as of Jul 22, 2026
Mar 13, 202012 then
Private funds: no history
RAUM +37% over the last fiscal year+37% a year over threeIARs 16 to 17
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
- RAUM per advisor
- $13.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $128,218derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 9.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +6.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.9%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$145M59%
- High-net-worth individuals$100M40%
- Charitable organizations$2.4M1.0%
- Corporations and businesses$214,2390.1%
- Individual clients
- 752reported
- HNW clients
- 51reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 1,932reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=14.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• P••• E••••• D••• R•• J••••Certified Financial Planner | Midvale, Ut | Aug 14, 2015 | 19 y | 1 |
| R•• R•••••• J••••Certified Financial Planner | Midvale, Ut | Aug 14, 2015 | 27 y | 4 |
| G•••••• B••• M•••••• | Midvale, Ut | Nov 17, 2016 | 11 y | 1 |
| R••• T••••• | Midvale, Ut | Jul 11, 2017 | 13 y | 2 |
| J•••• H••••• L•••••••• | Midvale, Ut | Dec 7, 2017 | 17 y | 1 |
| A••• R•••••• L••••• | Midvale, Ut | Jun 18, 2021 | 10 y | 0 |
| A••• R••••• C••• | Midvale, Ut | Jul 6, 2021 | 10 y | 2 |
| N••••• B•••• R••••••• | Reno, Nv | Nov 23, 2021 | 14 y | 0 |
| T••••• M•••••• | Midvale, Ut | Jan 4, 2023 | 12 y | 3 |
| B••••••• L••• C••••• | Midvale, Ut | Jun 5, 2023 | 17 y | 1 |
| M•••••• L•••• R••• | Midvale, Ut | Jun 8, 2023 | 16 y | 1 |
| D•••• P••• F•••••••Certified Financial Planner | Midvale, Ut | Dec 11, 2023 | 10 y | 2 |
| S••••• L••• W••••••• | Midvale, Ut | Jan 16, 2024 | 39 y | 0 |
| J•••• D•••• B••• | Midvale, Ut | May 17, 2024 | 12 y | 0 |
| J••••••• W•••• H••••• | Midvale, Ut | Oct 14, 2024 | 15 y | 4 |
| K•••• R• P••• | Abilene, Tx | Jan 23, 2025 | 12 y | 0 |
| A••• B•••••• F••••••Certified Financial Planner | Midvale, Ut | Jun 26, 2025 | 19 y | 5 |
| E••• S• G•••• | Midvale, Ut | Jan 30, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••• L••• to A••••••••• F•••••••• S•••••••• L••Apr 28, 2022 · RIA to affiliated broker-dealer or bank
- E••• K••• L•••••• to E•••••••• A•••••••• L••May 12, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- C••••••••• B•••• P••••• from A•••••• W••••• M••••••••• L••Mar 26, 2026 · RIA to RIA
- A••• B•••••• F•••••• from B•••••••• F•••••••• P••••••• L••Jun 26, 2025 · Other
- J••••••• W•••• H••••• from M••••• S••••••Oct 14, 2024 · Wirehouse to independent RIA
- J••••••• A•••••• S•••••• from O•••••••••Aug 26, 2024 · Other
- D•••• P••• F••••••• from G•••••••• A••••••• L••Dec 11, 2023 · Other
- M•••••• L•••• R••• from T•••• S•••••••••Jun 8, 2023 · Other
- B••••••• L••• C••••• from T•••• S•••••••••Jun 5, 2023 · Other
- T••••• M•••••• from K•••••••• W••••• A•••••••• L••Jan 4, 2023 · RIA to RIA
- A••• R••••• C••• from C••••• I••••••••• L•Jul 6, 2021 · Other
- M••• L••• from G••••• S••••••••• I•••Jan 14, 2019 · Other
- J•••• H••••• L•••••••• from C••••••• I••••••••• L••Dec 7, 2017 · Other
- G•••••• B••• M•••••• from C••••••• I••••••••• L••Nov 17, 2016 · Other
- J••••• P••• E••••• D••• R•• J•••• from L•• F•••••••• L••Aug 14, 2015 · Other
- R•• R•••••• J•••• from L•• F•••••••• L••Aug 14, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from T•••• S•••••••••May 25, 2023 · Lubbock, Tx
- 2 joined from L•• F•••••••• L••Jul 7, 2015 · Sandy, Ut
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• J•••••• P••• E••••• D••• R•• · Ceocontrolsince 05/2015 · owns less than 5%
- J••••• R••• R•••••• · Presidentcontrolsince 05/2015 · owns less than 5%
- L••••••••• J••••• H••••• · Director Of Investmentscontrolsince 01/2018 · owns less than 5%
- J••••• J•••••• P••• E••••• D••• R•• · Owner, Managing Membercontrolsince 09/2023 · owns 25% to 50% of Melvin Co
- J••••• R••• R•••••• · Owner, Managing Membercontrolsince 09/2023 · owns 50% to 75% of Melvin Co
- A••••• M•••••• R••••••• · Chief Compliance Officersince 02/2023 · owns less than 5%
Entity owners
- E• H•••••••• L•• · Ownerdirect · owns 75% or more
- M••••• C• · Ownerindirect · owns 75% or more of E6 Holdings, LLC
Related persons
Schedule D 7.A
- C••••••• P••••••••• P••••••• R••••••••• L••insurancen
- E6 Portfoliosinvestment advisernRAUM $239M
- Mhl Tampbroker-dealerreal estaten
- T•••••••investment advisern
Advisers that list E•••••••• as a related person
- 326617 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Midvale, Ut · principal | 19 | 2 | 0 | ||
| Abilene, Tx | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Abilene, TX2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $181,142,726 to $247,716,434 (+37.0%) between the annual amendments of 2025-03-30 and 2026-03-27; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 1,846 to 1,932Mar 30, 2025 to Mar 27, 2026
- Advisory employees · 13 to 15Mar 30, 2025 to Mar 27, 2026
- Advisory activities · 5 to 4Mar 30, 2025 to Mar 27, 2026
- BD registered reps · 13 to 14Mar 30, 2025 to Mar 27, 2026
- Charity clients · 0.0 to unsetMar 30, 2025 to Mar 27, 2026
- HNW clients · 45 to 51Mar 30, 2025 to Mar 27, 2026
- Individual clients · 791 to 752Mar 30, 2025 to Mar 27, 2026
- Assets in custody · 6878631.0 to unsetMar 30, 2025 to Mar 27, 2026
- Custody of client assets · true to falseMar 30, 2025 to Mar 27, 2026
- Employees · 19 to 20Mar 30, 2025 to Mar 27, 2026
- Financial planning clients · 1-10 to Mar 30, 2025 to Mar 27, 2026
- State-registered IARs · 16 to 17Mar 30, 2025 to Mar 27, 2026
- Discretionary RAUM · $181M to $248MMar 30, 2025 to Mar 27, 2026
- HNW RAUM · $66.7M to $100MMar 30, 2025 to Mar 27, 2026
- Individual RAUM · $113M to $145MMar 30, 2025 to Mar 27, 2026
- RAUM · $181M to $248MMar 30, 2025 to Mar 27, 2026
- Wrap assets (manager) · 0.0 to unsetMar 30, 2025 to Mar 27, 2026
- Wrap assets (sponsor) · 0.0 to unsetMar 30, 2025 to Mar 27, 2026
- Accounts · 1,737 to 1,846Aug 11, 2024 to Mar 30, 2025
- Advisory employees · 15 to 13Aug 11, 2024 to Mar 30, 2025
- BD registered reps · 9 to 13Aug 11, 2024 to Mar 30, 2025
- Corporate clients · 2 to 0Aug 11, 2024 to Mar 30, 2025
- HNW clients · 59 to 45Aug 11, 2024 to Mar 30, 2025
- Individual clients · 746 to 791Aug 11, 2024 to Mar 30, 2025
- Assets in custody · $30.8M to $6.9MAug 11, 2024 to Mar 30, 2025
- Financial planning clients · 1-10 to 1-10Aug 11, 2024 to Mar 30, 2025
- State-registered IARs · 15 to 16Aug 11, 2024 to Mar 30, 2025
- Discretionary RAUM · $156M to $181MAug 11, 2024 to Mar 30, 2025
- HNW RAUM · $68.2M to $66.7MAug 11, 2024 to Mar 30, 2025
- Individual RAUM · $85.9M to $113MAug 11, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $89,800 to $0Aug 11, 2024 to Mar 30, 2025
- RAUM · $156M to $181MAug 11, 2024 to Mar 30, 2025
- Assets in custody · unset to 30814421.0Jul 9, 2024 to Aug 1, 2024
- Custody of client assets · false to trueJul 9, 2024 to Aug 1, 2024
- Accounts · 907 to 1,737Oct 11, 2023 to Mar 28, 2024
- Advisory employees · 10 to 15Oct 11, 2023 to Mar 28, 2024
- Advisory activities · 4 to 5Oct 11, 2023 to Mar 28, 2024
- BD registered reps · 7 to 9Oct 11, 2023 to Mar 28, 2024
- HNW clients · 36 to 59Oct 11, 2023 to Mar 28, 2024
- Individual clients · 334 to 746Oct 11, 2023 to Mar 28, 2024
Signals
4 dated events
- Howard Jason Lindquist (Director Of Investments) appeared on Schedule A of EverspireMar 28, 2024 · Control person joined · fact
- 2 advisors left Titan Securities (Lubbock, TX) for Everspire on the same dayMay 25, 2023 · Team lift-out · derived
- Mark Lott left Everspire for Ameriprise Financial Services, Llc (registered 2022-04-07)Apr 28, 2022 · Advisor changed firm · fact
- Everspire filed its initial SEC registration (Form ADV)Jun 19, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@synchronywealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 325-437-0709reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-289-9999reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/everspirereportedpublic record, Form ADV, Sep 18, 2026
- Website
- synchronywealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-545-8706reportedpublic record, Form ADV, Jul 22, 2026
- Team page
- synchronywealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026