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Registered advisor
T•••• R•••• C•••••••
Feed of 09/14/2026
Also filed as T•••• R•••• C••••••••• R• C•••••••
At current firm
7 y
since Dec 7, 2018
In the industry
18 y
since Jul 3, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 7, 2018 · Cincinnati, Oh
- U•• F•••••••• S••••••• I••• wirehouseNov 30, 2017 to Dec 18, 2018 · Cincinnati, Oh
- S••••••• F•••••••• S•••••••• I••• formerOct 26, 2016 to May 31, 2017 · Ft. Wright, Ky
- P•• W••••• M••••••••• BD affiliatedApr 11, 2016 to Jul 6, 2016 · Cincinnati, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 12, 2015 to Dec 31, 2015 · Cincinnati, Oh
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 19, 2014 · Cincinnati, Oh
All 6 prior registrationsShow fewer
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 11, 2008 to Jun 1, 2009 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Dec 18, 2018, registered Dec 7, 2018 (-11 days) · Wirehouse to wirehouse · moved with a team
- S••••••• F•••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left May 31, 2017, registered Nov 30, 2017 (183 days) · Other
- P•• W••••• M••••••••• to S••••••• F•••••••• S•••••••• I•••left Jul 6, 2016, registered Oct 26, 2016 (112 days) · Other
- M•• I•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Dec 31, 2015, registered Apr 11, 2016 (102 days) · Other
- M••••• S•••••• to M•• I•••••••• S•••••••• L••left Nov 19, 2014, registered Mar 12, 2015 (113 days) · Other
All 6 movesShow fewer
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address