DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
L•••• C•••• H••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fl dual registrantIAPD 5017464
Feed of 09/15/2026
Also filed as L•••• C• H••••••
At current firm
6 y
since Dec 5, 2019
In the industry
14 y
since Aug 28, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 6, 2023 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BD currentsince Dec 5, 2019 · St. Petersburg, Fl
- U•• F•••••••• S••••••• I••• wirehouseApr 18, 2018 to Dec 4, 2019 · St. Petersburg, Fl
- W•••• F•••• A••••••• wirehouseDec 21, 2015 to Apr 5, 2018 · Tampa, Fl
- M••••• S•••••• wirehouseJul 30, 2015 to Dec 22, 2015 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseAug 30, 2012 to Jul 20, 2015 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Dec 4, 2019, registered Dec 5, 2019 (1 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Apr 5, 2018, registered Apr 18, 2018 (13 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 22, 2015, registered Dec 21, 2015 (-1 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Jul 20, 2015, registered Jul 30, 2015 (10 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address