DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• L••• M•••••

B•••• M•••• W••••• S••••••••• L••independent RIABismarck, Nd IA-onlyIAPD 5018194

Feed of 09/15/2026

Also filed as M••••• L••• Hoghaug

At current firm

2 y

since Jul 19, 2024

In the industry

18 y

since Jan 15, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••• M•••• W••••• S••••••••• L•• independent RIA current
since Jul 19, 2024 · Bismarck, Nd
A•••••• P••••••• P•••••••• I••• BD affiliated
Nov 22, 2016 to Jul 13, 2024 · Bismarck, Nd
C•••••••• F•••••••• G•••• A••••••• former
Nov 22, 2016 to Dec 22, 2016 · Bismarck, Nd
E••• B••••• A•••••••• L•• former
Feb 17, 2009 to Jan 13, 2015 · Bismark, Nd
W•••••• • R••• former
Jan 22, 2008 to May 8, 2008 · Bismarck, Nd

Moves

a registration end followed by a registration begin elsewhere

A•••••• P••••••• P•••••••• I••• to B•••• M•••• W••••• S••••••••• L••
left Jul 13, 2024, registered Jul 19, 2024 (6 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
C•••••••• F•••••••• G•••• A••••••• to A•••••• P••••••• P•••••••• I•••
left Dec 22, 2016, registered Nov 22, 2016 (-30 days) · Other
E••• B••••• A•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••
left Jan 13, 2015, registered Nov 22, 2016 (679 days) · Other
W•••••• • R••• to E••• B••••• A•••••••• L••
left May 8, 2008, registered Feb 17, 2009 (285 days) · Other

Signals

M••••• L••• M••••• left A•••••• P••••••• P•••••••• I••• for B•••• M•••• W••••• S••••••••• L•• (registered 2024-07-19)
Jul 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address