DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• P•••• C••••••• L••
Latest filing May 26, 2026
First filing on the tape Sep 21, 2012 · 51 filings
SEC status approved since Oct 1, 2012
RAUM
$316M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
15%
$46.7M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$316M as of May 26, 2026
Mar 25, 2013$64.0M then
HNW client RAUM$46.7M as of May 26, 2026
Feb 27, 2019$102M then
State-registered IARs (5.B.3)3 as of May 26, 2026
Mar 25, 20134 then
Employees (5.A)4 as of May 26, 2026
Mar 25, 20135 then
Private funds: no history
RAUM -6.5% over the last fiscal year-28% a year over threeIARs 3 to 3
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $10.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$245M78%
- High-net-worth individuals$46.7M15%
- Charitable organizations$15.4M4.9%
- Corporations and businesses$8.3M2.6%
- Individual clients
- n/areported
- HNW clients
- 13reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.15 fund_share=0.78 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••••• Q••••••• T••• | San Francisco, Ca | Oct 31, 2012 | 19 y | 4 |
| G•••••• J•••• S•••• | Eagle, Id | Oct 31, 2012 | 19 y | 5 |
| B•••• H••••••• L•• | Laguna Beach, Ca | May 21, 2013 | 25 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• H••••••• L•• from G••••••• P•••• F••••• L••May 21, 2013 · Other
- G•••••• J•••• S•••• from B••••••• C•••••• I•••Oct 31, 2012 · Other
- J••••••• Q••••••• T••• from B••••••• C•••••• I•••Oct 31, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•• A••• · Chief Financial Officercontrolsince 01/2015 · owns less than 5%
- L••• B••••• H••••••• · Chief Investment Officercontrolsince 04/2013 · owns less than 5%
- S••••• G••••••• J•••• · Chief Executive Officercontrolsince 10/2012 · owns less than 5%
- T•••• J•••••••• Q••••••• · Managing Directorcontrolsince 10/2012 · owns less than 5%
- L••• B••••• H••••••• · Managing Membercontrolsince 07/2018 · owns F of G••••••• P•••• H•••••••• L•
- L••• B••••• H••••••• · Managing Membercontrolsince 07/2018 · owns F of G••••••• P•••• H••••••• G•• L••
- S••••• G••••••• J•••• · Ownercontrolsince 06/2019 · owns 75% or more of T•••••••• H•••••••• L••
- S••••• G••••••• J•••• · Ownercontrolsince 07/2018 · owns 50% to 75% of G••••••• P•••• H••••••• G•• L••
- T•••• J•••••••• Q••••••• · Trusteecontrolsince 03/2013 · owns F of J••••••• T••• R•••••••• L••••• T••••
- M•••••••• J••••• T•••••• · Ccosince 09/2012 · owns less than 5%
Entity owners
- G••••••• P•••• H•••••••• L• · Ownerdirect · owns 75% or more
- G••••••• P•••• H••••••• G•• L•• · General Partnerindirect · owns F of G••••••• P•••• H•••••••• L•
- J••••••• T••• R•••••••• L••••• T•••• · Managing Memberindirect · owns F of G••••••• P•••• H••••••• G•• L••
- J••••••• T••• R•••••••• L••••• T•••• · Managing Memberindirect · owns F of G••••••• P•••• H•••••••• L•
- T•••••••• H•••••••• L•• · Ownerindirect · owns 50% to 75% of G••••••• P•••• H•••••••• L•
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 34 to 31Dec 8, 2025 to Mar 23, 2026
- Advisory activities · 4 to 3Dec 8, 2025 to Mar 23, 2026
- HNW clients · 14 to 13Dec 8, 2025 to Mar 23, 2026
- Discretionary RAUM · $338M to $316MDec 8, 2025 to Mar 23, 2026
- HNW RAUM · $49.1M to $46.7MDec 8, 2025 to Mar 23, 2026
- RAUM · $338M to $316MDec 8, 2025 to Mar 23, 2026
- Accounts · 36 to 34Jan 2, 2025 to Mar 28, 2025
- Employees · 5 to 4Jan 2, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 2, 2025 to Mar 28, 2025
- Discretionary RAUM · $485M to $338MJan 2, 2025 to Mar 28, 2025
- HNW RAUM · $48.4M to $49.1MJan 2, 2025 to Mar 28, 2025
- RAUM · $485M to $338MJan 2, 2025 to Mar 28, 2025
- Accounts · 38 to 36Feb 14, 2024 to Mar 28, 2024
- Charity clients · 2 to 1Feb 14, 2024 to Mar 28, 2024
- Corporate clients · unset to 1.0Feb 14, 2024 to Mar 28, 2024
- HNW clients · 35 to 14Feb 14, 2024 to Mar 28, 2024
- Employees · 7 to 5Feb 14, 2024 to Mar 28, 2024
- State-registered IARs · 4 to 3Feb 14, 2024 to Mar 28, 2024
- Discretionary RAUM · $854M to $485MFeb 14, 2024 to Mar 28, 2024
- HNW RAUM · $57.3M to $48.4MFeb 14, 2024 to Mar 28, 2024
- RAUM · $854M to $485MFeb 14, 2024 to Mar 28, 2024
- HQ city · WALNUT CREEK to SAN FRANCISCOMar 21, 2023 to Feb 14, 2024
- Other offices · 1 to 3Mar 21, 2023 to Feb 14, 2024
- Accounts · 39 to 38Nov 11, 2022 to Mar 21, 2023
- Advisory employees · 4 to 3Nov 11, 2022 to Mar 21, 2023
- HNW clients · 36 to 35Nov 11, 2022 to Mar 21, 2023
- Employees · 8 to 7Nov 11, 2022 to Mar 21, 2023
- Discretionary RAUM · $2.3B to $854MNov 11, 2022 to Mar 21, 2023
- HNW RAUM · $80.4M to $57.3MNov 11, 2022 to Mar 21, 2023
- RAUM · $2.3B to $854MNov 11, 2022 to Mar 21, 2023
- Employees · 9 to 8Mar 28, 2022 to May 27, 2022
- Insurance-licensed employees · 1 to 0Mar 28, 2022 to May 27, 2022
- Discretionary RAUM · $4.4B to $2.3BMar 28, 2022 to May 27, 2022
- HNW RAUM · $85.9M to $80.4MMar 28, 2022 to May 27, 2022
- RAUM · $4.4B to $2.3BMar 28, 2022 to May 27, 2022
- Related adviser · true to falseMar 28, 2022 to May 27, 2022
- Accounts · 40 to 39May 19, 2021 to Mar 28, 2022
- HNW clients · 37 to 36May 19, 2021 to Mar 28, 2022
- Insurance-licensed employees · 6 to 1May 19, 2021 to Mar 28, 2022
- State-registered IARs · 5 to 4May 19, 2021 to Mar 28, 2022
Signals
12 dated events
- G••••••• P•••• C••••••• L•• reported RAUM $337.6M, down 30% from $485.2M (2025-01-02 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- G••••••• P•••• C••••••• L•• reported RAUM $485.2M, down 43% from $853.9M (2024-02-14 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- G••••••• P•••• C••••••• L•• reported RAUM $853.9M, down 62% from $2.3B (2022-11-11 to 2023-03-21)Mar 21, 2023 · RAUM change · derived
- Spencer Thomas Miner (Co Trustee) no longer on Schedule A of G••••••• P•••• C••••••• L•• (listed 2022-11-11, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- Sandquist Julia Miner (Co Trustee) no longer on Schedule A of G••••••• P•••• C••••••• L•• (listed 2022-11-11, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- G••••••• P•••• C••••••• L•• reported RAUM $2.3B, down 48% from $4.4B (2022-03-28 to 2022-05-27)May 27, 2022 · RAUM change · derived
- G••••••• P•••• C••••••• L•• reported RAUM $4.4B, up 27% from $3.5B (2021-05-19 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- G••••••• P•••• C••••••• L•• reported RAUM $4.1B, up 60% from $2.6B (2019-08-07 to 2020-03-17)Mar 17, 2020 · RAUM change · derived
- Sandquist Julia Miner (Co Trustee) appeared on Schedule A of G••••••• P•••• C••••••• L••Aug 7, 2019 · Control person joined · fact
- G••••••• P•••• C••••••• L•• reported RAUM $2.3B, up 33% from $1.8B (2018-07-27 to 2018-09-12)Sep 12, 2018 · RAUM change · derived
- G••••••• P•••• C••••••• L•• reported RAUM $1.8B, up 261% from $487.6M (2017-03-28 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- G••••••• P•••• C••••••• L•• filed its initial SEC registration (Form ADV)Sep 21, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H••••://WWW.GARPC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-887-1410reportedpublic record, Form ADV, May 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026