DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nathan Edwin Gierke
Feed of 09/17/2026
Also filed as Nate Edwin Gierke
At current firm
4 y
since Jul 7, 2022
In the industry
20 y
since Oct 11, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Wedbush Securities Inc. BD affiliated currentsince Jul 7, 2022 · Pasadena, Ca
- Sootchy Securities, LLC no RAUMAug 24, 2020 to Jul 5, 2022 · Los Angeles, Ca
- The Pacific Group formerAug 14, 2020 to Jul 5, 2022 · Los Angeles, Ca
- Kobo Retirement Strategies formerMar 6, 2017 to Apr 27, 2018 · Pasadena, Ca
- Shuster Advisory Group, LLC institutionalOct 28, 2015 to Aug 17, 2020 · Pasadena, Ca
- Equitable Advisors, LLC national BDSep 18, 2013 to Jan 9, 2020 · Los Angeles, Ca
- New England Securities Corporation formerFeb 11, 2010 to Sep 6, 2013 · Woodland Hills, Ca
- Equitable Advisors, LLC national BDFeb 15, 2006 to Nov 25, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- The Pacific Group to Sootchy Securities, LLCleft Jul 5, 2022, registered Aug 24, 2020 (-680 days) · Other
- Sootchy Securities, LLC to Wedbush Securities Inc.left Jul 5, 2022, registered Jul 7, 2022 (2 days) · Other
- Shuster Advisory Group, LLC to Kobo Retirement Strategiesleft Aug 17, 2020, registered Mar 6, 2017 (-1260 days) · Other
- Equitable Advisors, LLC to Shuster Advisory Group, LLCleft Jan 9, 2020, registered Oct 28, 2015 (-1534 days) · Other
- Kobo Retirement Strategies to The Pacific Groupleft Apr 27, 2018, registered Aug 14, 2020 (840 days) · Other
- New England Securities Corporation to Equitable Advisors, LLCleft Sep 6, 2013, registered Sep 18, 2013 (12 days) · Other
- Equitable Advisors, LLC to New England Securities Corporationleft Nov 25, 2009, registered Feb 11, 2010 (78 days) · Other
Signals
- Nathan Edwin Gierke left The Pacific Group for Sootchy Securities, Llc (registered 2020-08-24)Jul 5, 2022 · Advisor changed firm · fact
- Nathan Edwin Gierke left Sootchy Securities, Llc for Wedbush Securities Inc. (registered 2022-07-07)Jul 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address