RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••• V••••••
- A•••••••• I••••••••• M••••••••• state registered currentsince Jun 9, 2023 · Woodstock, Ga
- A•••••••• I••••••••• M••••••••• state registeredNov 8, 2017 to Dec 31, 2022 · Woodstock, Ga
- F•••••• C•••••• M••••••••• L•• unclassifiedNov 8, 2013 to Dec 31, 2015 · Alpharetta, Ga
- P•• B••••••••• L•• formerMar 30, 2009 to Sep 13, 2010 · Delran, Nj
- M••••• S•••••• D• I••• unclassifiedNov 7, 2005 to May 31, 2006 · Voorhees, Nj
- F•••••• C•••••• M••••••••• L•• to A•••••••• I••••••••• M•••••••••left Dec 31, 2015, registered Nov 8, 2017 (678 days) · Other
- P•• B••••••••• L•• to F•••••• C•••••• M••••••••• L••left Sep 13, 2010, registered Nov 8, 2013 (1152 days) · Other
- M••••• S•••••• D• I••• to P•• B••••••••• L••left May 31, 2006, registered Mar 30, 2009 (1034 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address