DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pts Brokerage, LLC

Former SEC-registered adviserMt. Laurel, New JerseyCRD 119307SEC 801-136814IAPD
Legal name Professional Trading Services Brokerage, LLC
Latest filing Aug 13, 2026
First filing on the tape Aug 13, 2026 · 1 filings
RAUM
$132M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
99%
$130M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$9.4M
derived; firm RAUM over IAPD count
Employees
18
14 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $132M
HNW client RAUM: $7.8M
State-registered IARs (5.B.3): 14
Employees (5.A): 18
Private funds: no history
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
RAUM per advisor
$9.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$188,143derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
2.0derived7 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$105,000, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$122M93%
  • High-net-worth individuals$7.8M5.9%
  • Corporations and businesses$1.5M1.1%
Individual clients
495reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
0reported
Accounts
700reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$105,000 for 1 clientsreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
14 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Ralph Ivan SchellingerChartered Financial ConsultantCape May Courthouse, Nj Nov 1, 200528 y0
John C KellyChartered Financial ConsultantMount Laurel, Nj May 22, 200641 y0
Peter MarcelloHamilton, Nj Aug 29, 200627 y0
Philip Gino SicilianoMt. Laurel, Nj Sep 13, 200631 y1
Gary Scott BrotzMt. Laurel, Nj Oct 6, 200641 y1
Richard Christopher MalesichHammonton, Nj Oct 9, 200728 y2
Jeremy John SchankMount Laurel, Nj Oct 30, 200925 y0
Salvatore Frank MarcelloMount Laurel, Nj May 11, 201031 y0
Brad William SchankMount Laurel, Nj May 14, 201025 y0
Timothy Daniel CollinsMount Laurel, Nj Jan 7, 201319 y1
Jeffrey Scott HahnChartered Financial ConsultantMount Laurel, Nj Apr 24, 201735 y2
Arthur M TroccoliMount Laurel, Nj Mar 26, 201810 y1
Kenneth J GertieCinnaminson, Nj Feb 14, 202131 y3
Jesse Todd KovacsForked River, Nj Jun 11, 202117 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Mount Laurel, Nj1400
Mt Laurel, Nj400
Hamilton, Nj200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • Brad William Schank added a TX registration at Pts Brokerage, Llc
    Sep 14, 2026 · New state registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
PTSBROKERAGE.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$9.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026