DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• R• A•••••••

R••• F•••••••• P•••••••independent RIAAustin, Tx IA-onlyIAPD 5023502

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••••• R Rood

At current firm

0 y

since Feb 3, 2026

In the industry

20 y

since Aug 14, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••• F•••••••• P••••••• i••••••••• wealth current
since Feb 3, 2026 · Austin, Tx
G••••• F•••••••• A••••••• S•••••••• I••• i••••••••• wealth
Dec 1, 2020 to Mar 1, 2024 · Valencia, Ca
R••• F••••••••• L•• former
Feb 2, 2018 to Apr 19, 2026 · Los Angeles, Ca
I••••••••• F•••••••• G••••• L•• BD affiliated
Jul 20, 2012 to Feb 1, 2018 · San Diego, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Oct 12, 2009 to Jul 26, 2012 · Woodland Hills, Ca
C•••••• S••••• • C••• I••• national BD
Mar 7, 2007 to Oct 16, 2009 · Los Angeles, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Oct 11, 2006 to Mar 7, 2007 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

R••• F••••••••• L•• to G••••• F•••••••• A••••••• S•••••••• I•••
left Apr 19, 2026, registered Dec 1, 2020 (-1965 days) · RIA to RIA
G••••• F•••••••• A••••••• S•••••••• I••• to R••• F•••••••• P•••••••
left Mar 1, 2024, registered Feb 3, 2026 (704 days) · RIA to RIA
I••••••••• F•••••••• G••••• L•• to R••• F••••••••• L••
left Feb 1, 2018, registered Feb 2, 2018 (1 days) · Other
C••••• I••••••••• A••••••• L•• to I••••••••• F•••••••• G••••• L••
left Jul 26, 2012, registered Jul 20, 2012 (-6 days) · Other
C•••••• S••••• • C••• I••• to C••••• I••••••••• A••••••• L••
left Oct 16, 2009, registered Oct 12, 2009 (-4 days) · Other
C••••• I••••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Mar 7, 2007, registered Mar 7, 2007 (0 days) · Other

Signals

J••••••• R• A••••••• left R••• F••••••••• L•• for G••••• F•••••••• A••••••• S•••••••• I••• (registered 2020-12-01)
Apr 19, 2026 · Advisor changed firm · fact
J••••••• R• A••••••• left G••••• F•••••••• A••••••• S•••••••• I••• for R••• F•••••••• P••••••• (registered 2026-02-03)
Mar 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address