DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• E••••• F•••••

T••••••••• F•••••••• A•••••••• L••BD affiliatedCherry Hill Township, Nj dual registrantIAPD 5023599

Feed of 09/14/2026

At current firm

2 y

since Jun 6, 2024

In the industry

20 y

since Oct 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• F•••••••• A•••••••• L•• BD affiliated current
since Jun 6, 2024 · Cedar Rapids, Ia
O•••• I••••••••• I••• BD affiliated
Jul 2, 2018 to May 29, 2024 · Cherry Hill, Nj
C•••••• O•• A•••••••• L•• former
Jan 28, 2015 to Jul 2, 2018 · Seattle, Wa
C•••••• O•• F•••••••• A••••••• L•• unclassified
May 14, 2014 to Jan 28, 2015 · Melville, Ny
B•• M••••• A•••••••• I••• bank affiliated
Sep 6, 2010 to May 2, 2014 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

O•••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••
left May 29, 2024, registered Jun 6, 2024 (8 days) · Affiliated broker-dealer or bank to another
C•••••• O•• A•••••••• L•• to O•••• I••••••••• I•••
left Jul 2, 2018, registered Jul 2, 2018 (0 days) · Affiliated broker-dealer or bank to another
C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••
left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
B•• M••••• A•••••••• I••• to C•••••• O•• F•••••••• A••••••• L••
left May 2, 2014, registered May 14, 2014 (12 days) · Other

Signals

J••••••• E••••• F••••• left O•••• I••••••••• I••• for T••••••••• F•••••••• A•••••••• L•• (registered 2024-06-06)
May 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address