RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•• S••• M••••••••
- R••••••• A••••••• F•••••••• state registered currentsince Sep 9, 2014 · Fairfax, Va
- N••••••• L•• formerSep 13, 2012 to Jul 10, 2013 · Springfield, Va
- V•••••• A••••••• unclassifiedMay 15, 2012 to Sep 13, 2012 · Springfield, Va
- G••• C•••• S••••••••• I••• formerApr 9, 2007 to May 1, 2012 · G••• River, Ca
- M••••• S•••••• D• I••• unclassifiedSep 29, 2005 to Feb 1, 2006 · Sherman Oak, Ca
- N••••••• L•• to R••••••• A••••••• F••••••••left Jul 10, 2013, registered Sep 9, 2014 (426 days) · Other
- V•••••• A••••••• to N••••••• L••left Sep 13, 2012, registered Sep 13, 2012 (0 days) · Other
- G••• C•••• S••••••••• I••• to V•••••• A•••••••left May 1, 2012, registered May 15, 2012 (14 days) · Other
- M••••• S•••••• D• I••• to G••• C•••• S••••••••• I•••left Feb 1, 2006, registered Apr 9, 2007 (432 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address