RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• P•••••• C••••••
- S••••• I••••••••• M••••••••• L•• independent RIA currentsince Feb 25, 2021 · Canton, Oh
- N••• F•••••••• G••••• I••• formerJul 31, 2019 to Jul 3, 2024 · Canton, Oh
- V•••••• A•••••••• I••• BD affiliatedAug 15, 2014 to Jul 12, 2019 · Akron, Oh
- P••••••••• C•••••• A••••••• independent RIANov 5, 2013 to Aug 29, 2014 · Westlake, Oh
- V•••••• A•••••••• I••• BD affiliatedJan 9, 2013 to May 2, 2013 · Akron, Oh
- U•• F•••••••• S••••••• I••• wirehouseNov 9, 2005 to Jul 13, 2007 · Akron, Oh
- N••• F•••••••• G••••• I••• to S••••• I••••••••• M••••••••• L••left Jul 3, 2024, registered Feb 25, 2021 (-1224 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- V•••••• A•••••••• I••• to N••• F•••••••• G••••• I•••left Jul 12, 2019, registered Jul 31, 2019 (19 days) · Affiliated broker-dealer or bank to another
- P••••••••• C•••••• A••••••• to V•••••• A•••••••• I•••left Aug 29, 2014, registered Aug 15, 2014 (-14 days) · Other
- V•••••• A•••••••• I••• to P••••••••• C•••••• A•••••••left May 2, 2013, registered Nov 5, 2013 (187 days) · Other
- U•• F•••••••• S••••••• I••• to V•••••• A•••••••• I•••left Jul 13, 2007, registered Jan 9, 2013 (2007 days) · Other
- S••••• P•••••• C•••••• left N••• F•••••••• G••••• I••• for S••••• I••••••••• M••••••••• L•• (registered 2021-02-25)Jul 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address