RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• S•••••• C•••••
- R•••••• P•••••••• J•••••• independent RIA currentsince Mar 30, 2020 · Vienna, Va
- R•••••• P•••••••• J•••••• formerJun 25, 2012 to Mar 30, 2020 · Falls Church, Va
- H••••••• W••••• M••••••••• L•• formerApr 25, 2011 to Sep 15, 2011 · Rockville, Md
- I••••••••• W••••• A••••••• I••• formerApr 23, 2007 to Apr 4, 2011 · Mclean, Va
- R•••••• P•••••••• J•••••• to R•••••• P•••••••• J••••••left Mar 30, 2020, registered Mar 30, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
- H••••••• W••••• M••••••••• L•• to R•••••• P•••••••• J••••••left Sep 15, 2011, registered Jun 25, 2012 (284 days) · Other
- I••••••••• W••••• A••••••• I••• to H••••••• W••••• M••••••••• L••left Apr 4, 2011, registered Apr 25, 2011 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address