RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••••• K••••••• C•••
- T•• A•••••••• G•••• BD affiliated currentsince Nov 3, 2021 · Englewood, Co
- P•••••••• S••••••••• I••• BD affiliatedJan 7, 2011 to Nov 9, 2021 · Denver, Co
- E•••••••• A•••••••• L•• national BDApr 25, 2006 to Nov 5, 2010 · Lakewood, Co
- P•••••••• S••••••••• I••• to T•• A•••••••• G••••left Nov 9, 2021, registered Nov 3, 2021 (-6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E•••••••• A•••••••• L•• to P•••••••• S••••••••• I•••left Nov 5, 2010, registered Jan 7, 2011 (63 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address