RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• N••••• R•••
- H•••••• • R••• W••••• M••••••••• L•• independent RIA currentsince May 2, 2025 · Morgantown, Wv
- E•••••••• A•••••••• L•• national BDApr 1, 2021 to May 9, 2025 · Morgantown, Wv
- A••••• A•• P••••••• S••••••• BD affiliatedMar 7, 2014 to Mar 2, 2021 · Morgantown, Wv
- B••• I••••••••• S•••••••• I••• formerJan 26, 2009 to Jan 30, 2013 · Kingwood, Wv
- B••• I••••••••• S•••••••• I••• formerFeb 16, 2006 to Dec 31, 2008 · Charlotte, Nc
- B••• A•••• M••••••••• I••• unclassifiedAug 31, 2005 to Feb 17, 2006 · Morgantown, Wv
- E•••••••• A•••••••• L•• to H•••••• • R••• W••••• M••••••••• L••left May 9, 2025, registered May 2, 2025 (-7 days) · Affiliated broker-dealer or bank to a newly registered adviser
- A••••• A•• P••••••• S••••••• to E•••••••• A•••••••• L••left Mar 2, 2021, registered Apr 1, 2021 (30 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Jan 30, 2013, registered Mar 7, 2014 (401 days) · Other
- B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••left Feb 17, 2006, registered Feb 16, 2006 (-1 days) · Other
- J••••••• N••••• R••• left E•••••••• A•••••••• L•• for H•••••• • R••• W••••• M••••••••• L•• (registered 2025-05-02)May 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address