RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• G••••• D•••••
- T••••••••• R••••••••• A•••••••• L•• BD affiliated currentsince Dec 20, 2022 · Rochester Hills, Mi
- C•••••••• F•••••••• G•••• A••••••• formerOct 3, 2013 to Dec 31, 2020 · Birmingham, Mi
- C••• B•••••••• S•••••••• I••• formerDec 8, 2009 to Oct 2, 2013 · Romulus, Mi
- C•••••••• F•••••••• G•••• A••••••• to T••••••••• R••••••••• A•••••••• L••left Dec 31, 2020, registered Dec 20, 2022 (719 days) · Affiliated broker-dealer or bank to another
- C••• B•••••••• S•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Oct 2, 2013, registered Oct 3, 2013 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address