RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• L••••••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Jun 11, 2020 · Omaha, Ne
- T•• P•••••• H•••••••• unclassifiedNov 22, 2017 to Jun 11, 2018 · Omaha, Ne
- L••••• F•••••••• G••••• L•• BD affiliatedFeb 23, 2011 to Nov 21, 2017 · Saint Louis, Mo
- T•• P•••••• H•••••••• to A••••• F•••••••• P•••••••• I•••left Jun 11, 2018, registered Jun 11, 2020 (731 days) · Other
- L••••• F•••••••• G••••• L•• to T•• P•••••• H••••••••left Nov 21, 2017, registered Nov 22, 2017 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address