DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• G•••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedFairfield, Ia dual registrantIAPD 5034038

Feed of 09/14/2026

Also filed as Jay Ashley Graham

At current firm

3 y

since May 16, 2023

In the industry

21 y

since Aug 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since May 16, 2023 · Fairfield, Ia
R•••••• J•••• • A••••••••• I••• national BD
Aug 11, 2022 to May 22, 2023 · St. Petersburg, Fl
L•• F•••••••• L•• BD affiliated
Aug 21, 2017 to Jul 5, 2022 · Norman, Ok
V••• F•••••••• A•••••••• I••• BD affiliated
Mar 14, 2006 to Aug 18, 2017 · Norman, Ok

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 22, 2023, registered May 16, 2023 (-6 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Jul 5, 2022, registered Aug 11, 2022 (37 days) · RIA to affiliated broker-dealer or bank
V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••
left Aug 18, 2017, registered Aug 21, 2017 (3 days) · Other

Signals

J•••• G••••• left R•••••• J•••• • A••••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-05-16)
May 22, 2023 · Advisor changed firm · fact
J•••• G••••• left L•• F•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2022-08-11)
Jul 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address