DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Carpenter
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Shane Carpenter
At current firm
7 y
since Oct 17, 2018
In the industry
20 y
since Nov 15, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Arkadios Wealth Advisors BD affiliated currentsince Oct 17, 2018 · Atlanta, Ga
- Raymond James & Associates, Inc. national BDSep 25, 2014 to Oct 23, 2018 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Arkadios Wealth Advisorsleft Oct 23, 2018, registered Oct 17, 2018 (-6 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address