DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• B•••• G•••••

E••••• J••••national BDAlton, Ildual registrantIAPD 5034884

Feed of 09/14/2026

Also filed as M•••••• B G•••••

At current firm

3 y

since Jun 7, 2023

In the industry

18 y

since May 9, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jun 7, 2023 · Alton, Il
U••• B•••••• I••••••••• I••• former
Nov 22, 2022 to Jun 22, 2023 · Clayton, Mo
E••••• J•••• national BD
Aug 8, 2022 to Oct 17, 2022 · Carlyle, Il
L•• F•••••••• L•• BD affiliated
Feb 18, 2014 to Aug 15, 2022 · E•••••Sville, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 5, 2012 to Feb 18, 2014 · Creve Coeur, Mo
E••••• J•••• national BD
May 16, 2008 to Mar 28, 2012 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to E••••• J••••
left Jun 22, 2023, registered Jun 7, 2023 (-15 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to U••• B•••••• I••••••••• I•••
left Oct 17, 2022, registered Nov 22, 2022 (36 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to E••••• J••••
left Aug 15, 2022, registered Aug 8, 2022 (-7 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Feb 18, 2014, registered Feb 18, 2014 (0 days) · Other
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 28, 2012, registered Apr 5, 2012 (8 days) · Affiliated broker-dealer or bank to wirehouse

Signals

M•••••• B•••• G••••• left U••• B•••••• I••••••••• I••• for E••••• J•••• (registered 2023-06-07)
Jun 22, 2023 · Advisor changed firm · fact
M•••••• B•••• G••••• left E••••• J•••• for U••• B•••••• I••••••••• I••• (registered 2022-11-22)
Oct 17, 2022 · Advisor changed firm · fact
M•••••• B•••• G••••• left L•• F•••••••• L•• for E••••• J•••• (registered 2022-08-08)
Aug 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address