RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M••••• M•••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Sep 24, 2025 · Pawleys Island, Sc
- L•• F•••••••• L•• BD affiliatedJul 21, 2021 to Sep 25, 2025 · Greenville, Sc
- W•••••• • R••• formerDec 19, 2008 to Jul 21, 2021 · Hartsville, Sc
- C••••••••• I••••••••• L•• mixed wealthSep 20, 2007 to Aug 18, 2008 · New York, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Aug 22, 2007 · Purchase, Ny
- M••••• S•••••• D• I••• unclassifiedMar 3, 2006 to Apr 2, 2007 · Purchase, Ny
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 25, 2025, registered Sep 24, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- C••••••••• I••••••••• L•• to W•••••• • R•••left Aug 18, 2008, registered Dec 19, 2008 (123 days) · Other
- M••••• S•••••• • C•• L•• to C••••••••• I••••••••• L••left Aug 22, 2007, registered Sep 20, 2007 (29 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- M•••••• M••••• M••••• left L•• F•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2025-09-24)Sep 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address